News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Jaclyn Jaeger2015-02-24T08:45:00
Image: Compliance officers are under constant pressure to demonstrate to senior executives, their boards, and regulators that the compliance function works. That means finding ways to measure compliance program effectiveness. To develop those metrics properly, “you have to define your goals,” says Anne Harris, former chief ethics officer of General ...
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News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2017-02-14T11:45:00Z By Jaclyn Jaeger
You want a really top-notch ethics and compliance program? Then create a values-based workplace culture and forget about all those check-the-box metrics. Jaclyn Jaeger reports.
2024-11-14T14:00:00Z Provided by Smarsh
The archive a firm selects can make or break their compliance strategy yet selecting an archive that meets your firm’s needs can be daunting. It is nearly impossible to identify the differences between vendors at first glance.
2024-11-04T14:44:00Z By Jeff Dale
Meta disclosed in a public filing that an investigation by the Consumer Financial Protection Bureau related to financial product advertising on platforms Instagram and WhatsApp may lead to a lawsuit.
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