All customer identification programs articles
-
News Brief
SEC, FinCEN propose customer ID program for investment advisers
The Securities and Exchange Commission and Financial Crimes Enforcement Network proposed a rule requiring registered investment advisers to implement customer identification programs, another facet of a coordinated attempt to close an apparent loophole in federal AML regulations.
-
Webcast
CPE Webcast: Mastering technology for automated CIP and enhanced risk assessment
Delve into the strategies that go beyond the conventional approach, utilizing automated customer identification programs and onboarding methods to their full potential.