All articles by Compliance Week – Page 9
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ArticleQ&A: Audit committee outlook from a committee chair and former EY auditor
Jan Babiak, a current audit committee chairman formerly of EY, offers her perspective on the roles ans responsibilities of the audit committee.
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In-depth report
Adopting Effective Data Privacy Controls
Cyber-security is taking a new twist this year, as companies begin to assess risks posed by sales and marketing activities that rely on digital channels and social media. For the compliance officer, there are many challenges associated with data management. This in-depth report takes a closer look at how compliance ...
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ArticleQ&A: Five questions with a TPRM specialist
Abercrombie & Fitch Senior Compliance Counsel Rob Seibel, a specialist when it comes to the implementation of a third-party risk management program, discusses trends and challenges around managing risks with third parties.
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ArticleAsk Amii mailbag
In response to our subscribers’ desire for practical advice on the leadership skills and strategic thinking required to lead with impact, Compliance Week is publishing a quarterly mailbag with executive coach and former CCO Amii Barnard-Bahn.
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ArticleThree unintended consequences of data privacy rules
Some will argue a strict data privacy regime will have a negative effect on growing companies, create conflicting requirements in other instances, and potentially cause impediments to corporate investigations. We explore all three.
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ArticleFAQ: Understanding U.S. privacy protections in place and under consideration
The following is a look at some of the many questions companies may have as debates continue over national and state laws and regulations pertaining to data privacy protections.
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ArticleCompliance software provider directory
Compliance Week reached out to more than 60 providers it has partnered with in the past and asked them to share information about the software solutions they offer.
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Article
Vocabulary to add to your compliance lexicon
A quick look at of some of the terminology associated with emerging technology and its application to governance, risk, and compliance. Instead of organizing this glossary alphabetically, we’ve started with the simplest terms before moving to more complex ones.
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ArticleMeet CW’s Top Minds Class of 2018
Title: Meet CW’s Top Minds Class of 2They’re the best and brightest thought leaders in the fields of governance, risk, compliance, and ethics: Meet our Top Minds class of 2018! Read on for profiles of each of our 12 award winners, including Jerry Kral of Brown-Forman and Bob Bowman of ...
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Blog
Hurricane Harvey Relief Fund
In support of our readers, subscribers, and friends affected by Hurricane Harvey in Texas, Compliance Week is making a donation to Global Giving’s Harvey Relief Fund. We encourage everyone in the compliance community to find a way to support Texas in its time of need. Let’s show the world how ...
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Article
Biometrics, cash, and the end of money laundering as we know it?
As the technology to facilitate cashless transactions becomes more widespread, it can play an important role in know-your-customer and anti-money laundering efforts.
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Article
Uber’s boardroom can lead to a culture turnaround
A look at female board members in the technology industry and their continuing push against the silicon ceiling.
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Blog
CW to publish late this week
Compliance Week will publish one day late this week on Wednesday, Jan. 4, due to the New Year’s holiday.
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Blog
CW to publish one day late
Note: Compliance Week will publish one day late on Wednesday, Oct. 12, due to the Columbus Day holiday.
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Blog
Compliance Week will publish one day late this week
Compliance Week will publish one day late this week on Wednesday, Sept. 7, due to the Labor Day holiday.
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Article
Evolving your identity management program: Six cautionary considerations
For compliance professionals in regulated industries, there’s perhaps no greater challenge than identity management. Call it a program, a best practice or simply a daily struggle to account for all users and all the systems to which they have access—identity management is a beast that is tough to tame.
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Blog
EBA Consults on Draft Guidelines on Implicit Support for Securitisation Transactions
The European Banking Authority has launched a public consultation on draft guidelines on implicit support for securitisation transactions. The objective of the guidelines is to provide clarity on what constitutes arm’s length conditions and when a transaction is not structured to provide support for securitisations. The consultation runs until 20 ...
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Article
Roundtable Biographies - 091515
On Sept. 15, Compliance Week and Workiva presented an editorial roundtable at the Hyatt Regency in Orlando. The focus of the roundtable, which was moderated by Compliance Week Editor Matt Kelly, was on compliance collaboration to drive ERM. Attendees’ full biographies are below.Marie BlakeEVP, Chief Compliance OfficerBank United Marie Blake ...
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Article
Roundtable Biographies - 032415
On March 24, Compliance Week and ProcessUnity presented an editorial roundtable at the Waldorf-Astoria Hotel in New York City. The focus of the roundtable was on systematic vendor risk management. Attendees’ full biographies are below.William BrownChief Compliance OfficerKnights of Columbus William Brown joined the Knights of Columbus as chief compliance ...
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Blog
HSBC Disciplines U.S. Executive Over Compliance Attitude
HSBC has decided to reassign the Americas head of its global banking division because of the manager’s poor attitude about the bank’s compliance and audit program, according to an update from its compliance monitor. The report cited that move as one example of HSBC’s improvement on compliance, while still warning ...