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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Raphael Richmond2015-06-30T10:00:00
Compliance officers talk a lot about the need to embrace new technology. This week in a guest column from Raphael Richmond, global director of compliance at Ford, we hear how her team developed a compliance app for employees, business partners, the public, and even a certain Big Auto compliance chief ...
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News and analysis for the well-informed compliance or audit exec.
Annual Membership best value
Subscribe now for $365
Our lowest price ($1 per day) for one year.
2024-07-17T15:39:00Z By Aaron Nicodemus
FTX Trading and the Commodity Futures Trading Commission have agreed on a $4 billion settlement in bankruptcy court to settle the CFTC’s lawsuit against the failed crypto trading platform.
2024-07-11T19:04:00Z By Aaron Nicodemus
UBS Financial Services, a subsidiary of the Swiss banking giant UBS, has been fined $850,000 for failing to properly monitor transactions between its broker-dealers and third parties.
2024-07-11T15:13:00Z By Aaron Nicodemus
Citigroup will pay $135.6 million in fines levied by two banking regulators for repeated failures to remediate deficiencies in risk management, data governance, and internal controls.
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