All Chief Compliance Officer articles – Page 5
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Blog
Mountain Commerce Bank adds risk chief to CCO’s title
Mountain Commerce Bank announced Amy Cantrell, who joined as senior vice president and chief compliance officer, will also serve as chief risk officer.
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Blog
Saxo Bank appoints chief risk, compliance officer
Denmark-based Saxo Bank announced the appointment of John Carmichael as chief risk and compliance officer.
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Surge Ventures adds Farmers Financial Solutions’ CCO to advisory board
Surge Ventures, a software-as-a-service venture studio, added Farmers Financial Solutions’ Chief Compliance Officer Ann Robinson to its advisory board.
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Blog
KP Aviation CEO shifts to chief compliance officer role
Aftermarket aerospace material and services provider KP Aviation announced Kim Schulze, the co-founder and current chief executive officer, will transition to the newly created role of principal and chief compliance officer.
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Blog
Eos Energy appoints chief compliance officer
Battery manufacturer Eos Energy Enterprises announced the appointment of Michael Willis Silberman to serve as the company’s general counsel, chief compliance officer, and corporate secretary.
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Blog
Kensington Asset Management appoints compliance chief
Kensington Asset Management welcomed Steven Chang as its new chief compliance officer.
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American Coastal Insurance announces compliance, risk chief
American Coastal Insurance Corp. promoted J. Andy Gray to the newly created position of chief compliance and risk officer.
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Ardent Mills adds general counsel, chief compliance officer
Flour supplier Ardent Mills announced Kate Kimball as general counsel, corporate secretary, and chief compliance officer.
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PRA Group to add CCO from TransUnion
PRA Group, an acquirer and collector of nonperforming loans, announced the appointment of Keith Warren as chief risk and compliance officer.
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Tris Pharma appoints chief compliance officer
Tris Pharma announced the appointment of Franchesca Fowler as chief compliance officer and vice president, general counsel.
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News Brief
NYDFS: Banks must vet execs, including CCOs, ‘not just upon hiring’
The New York State Department of Financial Services released final guidance on how banks and non-depository financial institutions should vet executives, including chief compliance officers, before and during their employment.
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Overland Advantage adds Centerbridge CCO to leadership team
Business development company Overland Advantage announced the appointment of Elizabeth Uhl, chief compliance officer of Centerbridge Partners, to its leadership team.
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Target chief legal and compliance officer to retire
Retail giant Target Corp. announced the upcoming retirement of Chief Legal and Compliance Officer Don Liu.
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Blog
Meritize appoints chief compliance officer
Meritize, a developer of merit-based financing solutions, announced the appointment of Meredith Garland-Hannifin as its new chief compliance officer.
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Davis Polk rehires ex-Morgan Stanley CCO as white-collar chair
Davis Polk announced Raul Yanes, former chief compliance officer at Morgan Stanley, will rejoin the law firm as a partner in the white-collar defense and investigations practice in New York.
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Cargill announces new legal, compliance chief
Food corporation Cargill announced Rishi Varma was named corporate senior vice president, chief legal and compliance officer and corporate secretary. In this role, he will also serve as general counsel.
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Blog
Correlate Energy names ex-Redwood Materials CCO to board
Energy-minded real estate platform Correlate Energy Corp. appointed Alina Zagaytova, the former general counsel, corporate secretary, and chief compliance officer of Redwood Materials, to serve as a member of its board of directors.
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Lendmark appoints chief audit and compliance officer
Lendmark Financial Services appointed Becky Larrison as chief audit and compliance officer.
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Blog
Greenbrier announces legal, compliance chief
Transportation manufacturing and freight services provider Greenbrier appointed Christian Lucky as senior vice president, chief legal and compliance officer.
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Blog
Lincoln Peak Capital adds chief compliance officer
Investment firm Lincoln Peak Capital announced Austin McClintock joined as chief compliance officer.