All Chief Compliance Officer articles – Page 47
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Blog
Pulaski Bank Names Chief Compliance Officer
Pulaski Bank has hired Mark Wofford as chief compliance officer. CEO Gary Douglass said the new appointment will help the bank effectively deal with "the significant compliance risks posed by the proliferation of additional regulation in the banking industry.” Details inside.
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Peapack-Gladstone Names Chief Compliance Officer
Peapack-Gladstone Financial and Peapack-Gladstone Bank, a bank holding company with total assets of $2.7 billion, have appointed Maureen Hemhauser as chief compliance officer. Hemhauser will be responsible for overseeing the bank's compliance program, including compliance with the Bank Secrecy Act, OFAC, and anti-money laundering compliance. Details inside.
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MSRB Names Chief Compliance Officer
The Municipal Securities Rulemaking Board has promoted Deputy General Counsel Lawrence Sandor to the new position of chief compliance officer, in which he will be responsible for managing the MSRB’s corporate governance, regulatory support, internal legal and compliance activities. Sandor reports to the MSRB’s new chief legal officer, Robert ...
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Merz Pharma Appoints Two New Compliance Chiefs
Healthcare company Merz North America has appointed Salisa Hauptmann as chief compliance officer, effective March 9. As a key part of this transition, Katrina Church has been appointed chief compliance officer for Merz Pharma Group, the Frankfurt-based parent company of Merz North America. Details inside.
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New Perspective Senior Living Names Chief Compliance Officer
New Perspective Senior Living, which operates and develops senior living communities throughout the Midwest, has appointed Lore Brownson as chief compliance officer. In this role, she will be responsible for ongoing development and oversight of the company’s corporate compliance program. Details inside.
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Accretive Health Names Chief Compliance Officer
Accretive Health has named Corey Perman as chief compliance officer. Perman brings to his new position almost 20 years of legal, healthcare, and compliance experience working with integrated delivery networks, a national law firm, and several government agencies. More inside.
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News Corp. Names Chief Compliance Officer
News Corp. has named David Pitofsky as general counsel and chief compliance officer. Pitofsky, succeeds Gerson Zweifach, has been deputy general counsel and deputy chief compliance officer of News Corp since 2013. Details inside.
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TeamHealth Names Chief Compliance Officer
TeamHealth Holdings, a provider of outsourced physician staffing solutions for hospitals, has appointed Matthew Tormey as chief compliance officer, effective Feb. 11, 2015. In his most recent position, Tormey served as vice president of compliance and security at Health Management Associates. Details inside.
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Wells Fargo Advisors Names New Chief Compliance Officer
Wells Fargo Advisors, with $1.4 trillion in client assets, has named Jim McHale as chief compliance officer. His appointment follows an administrative proceeding instituted by the Securities and Exchange Commission in October against Wells Fargo's former compliance officer for allegedly altering a document before it was provided to the SEC ...
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More Misconduct Tales to Tell Your Company
Image: As we move into 2015 and the good economic times that seem to be carrying the United States along, it’s time for a refresher course in Why Ethics & Compliance Matter. We have two new examples of misconduct—one from Brazil, the other from New York—that can go straight into ...
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Merck Appoints Chief Ethics and Compliance Officer
Pharmaceutical giant Merck confirmed that it has appointed Ashley Watson as chief ethics and compliance officer, effective April 1. She will report to Chief Executive Kenneth Frazier. Details inside.
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Petrobras Names First Governance, Risk and Compliance Officer
Petrobras this week appointed João Adalberto Elek as its first governance, risk and compliance officer. His appointment comes at a time when the Brazilian state-owned oil giant faces an investigation over allegations that certain of its executives engaged in a money-laundering and bribery scheme whereby billions of dollars were shaved ...
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Nordis Direct Appoints HIPAA Compliance Officer
Nordis Direct, an independent business solution provider, has appointed Natalie Foster Johnson to the post of HIPAA compliance officer. Johnson's appointment comes at a time when Nordis Direct continues to roll out its communications management and e-bill presentment and payment platforms to medical billing providers, hospitals, and other healthcare businesses. ...
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Environmental Tectonics Compliance Chief Departs
Environmental Tectonics, which designs, manufactures, and installs equipment for the aerospace and biomedical industries, announced last week that James Wells will be stepping down as general counsel, corporate secretary, and chief compliance officer. Details inside.
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General Cable Names Chief Compliance Officer
General Cable has appointed Kurt Drake to the newly-created, standalone role of chief compliance officer. He will report to Chief Executive Officer Gregory Kenny. Details inside.
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CFTC Outlines Expectations for New Annual Reports from CCOs
The Commodity Futures Trading Commission recently shed more light on the new annual reports that compliance officers at swaps dealers must now provide. The CFTC guidance outlines expectations for assessing a firm’s written policies and procedures, including the code of ethics and conflict-of-interest policies. Shortcomings must be explained in detail, ...
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Ousted Infosys Compliance Chief Joins Tata Steel
Image: Tata Steel has appointed Parvatheesam Kanchinadham, the ousted chief risk and compliance officer of Indian software giant Infosys, as company secretary and compliance officer. Kanchinadham, who joined Infosys in 2003, resigned last year after an ethics investigation found that he had made gender-insensitive comments to female employees. Details inside.
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ConnectYourCare Names Chief Compliance Officer
ConnectYourCare, a health savings provider, has appointed Julie Linn as chief compliance officer. Linn joins ConnectYourCare from financial services company Green Dot, where she most recently served as vice president of regulatory compliance. Details inside.
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Oak Bank Names Chief Risk and Compliance Officer
Oak Bank, a community bank in Wisconsin, has appointed Lisa Quakenbush as risk and compliance officer. She brings more than 20 years experience in the financial services industry. Details inside.
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Actavis Names Global Chief Compliance Officer
Pharmaceutical company Actavis has appointed Jonathon Kellerman as global chief compliance officer. Kellerman is a member of the Actavis Executive Leadership Team and will report directly to Chief Executive Officer Brent Saunders. Details inside.