All Chief Compliance Officer articles – Page 46
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AK Steel CCO Named Corporate Secretary
AK Steel has named Joseph Alter as corporate secretary, in addition to his current roles as general counsel and chief compliance officer. Details inside.
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Primary Capital Mortgage Names Chief Compliance Officer
Primary Capital Mortgage, a residential mortgage origination and servicing company, has named Debbie Turner as chief compliance officer. In this role, she will be responsible for oversight of the company's compliance management system, focusing specifically on state, federal, and local regulatory compliance. Details inside.
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Northwestern University Names First Chief Compliance Officer
Northwestern University has named Marcia Isaacson as the university's first associate vice president for compliance and chief compliance officer, effective Sept. 1. “The new position was created to ensure that Northwestern coordinates and optimizes compliance activities across the University’s three campuses and large research enterprise,” said Northwestern Provost Daniel Linzer. ...
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Survey: Overloaded CCOs Expect Increased Personal Liability
Compliance officers have two fears on their minds these days: increased regulatory fatigue and overload; and the threat of increasing personal liability for corporate misconduct. More than one-third of all firms already spend at least one day every week simply tracking and analyzing regulatory developments, according to Thomson Reuters’ annual ...
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Intertek Names VP, Compliance and Risk for North America
Intertek, a provider of quality and safety services to a wide range of industries around the world, has appointed Q VanBenschoten as vice president, compliance and risk for North America. Details inside.
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Carestream Names Chief Compliance Officer
Carestream Health, a medical film and digital imaging solutions provider, has appointed Jim Nortz as chief compliance officer. Nortz joined Carestream in April from Sutherland Global Service, where he served as corporate compliance director. Details inside.
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TrialCard Names Chief Compliance Officer
TrialCard, a company that provides product access, medication adherence, and patient support services on behalf of pharmaceutical manufacturers, has hired Michele Atchison to its corporate legal team in the role of chief compliance officer. One of Atchison’s primary areas of focus in her new role will be overseeing TrialCard’s government ...
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Mittleman Investment Management Names New Compliance Chief
Mittleman Investment Management, an SEC-registered investment advisor wholly-owned by Mittleman Brothers, has hired Laura Kate Garner as chief compliance officer. She replaces Shannon Brown, who resigned from the company earlier this year to devote herself full-time to her family. Details inside.
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Accenture Names Chief Compliance Officer
Accenture has appointed Chad Jerdee as general counsel and chief compliance officer, and Joel Unruch as corporate secretary. These changes are effective June 1. Details inside.
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AK Steel Corporate Secretary to Retire
AK Steel recently announced the retirement of David Horn as chief legal and administrative officer, and corporate secretary, effective May 31. As a result, Joseph Alter, general counsel and chief compliance officer, will assume the added responsibility of corporate secretary. Details inside.
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Lincoln Electric Names Chief Compliance Officer
The Lincoln Electric Company, a subsidiary of Lincoln Electric Holdings, has promoted Anthony Battle to chief compliance officer, effective immediately. This role is in addition to Battle's position as senior vice president of internal audit. Details inside.
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Inland Securities Corporation Names Chief Compliance Officer
Inland Securities Corporation, the managing broker dealer for Inland Real Estate Investment Corporation, has named Suzanne Bond as chief compliance officer. Details inside.
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McGraw Hill Financial Appoints Chief Compliance Officer
McGraw Hill Financial has apponted Robert Easton as chief compliance officer, effective May 26. Easton will report to General Counsel Lucy Fato. Details inside.
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International Speedway Appoints New Board Member
International Speedway Corporation this week announced the appointment of Larree Renda, executive vice president of Safeway, and the re-election of four members to the company's board of directors. Details inside.
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AOL Chief Compliance Officer Joins Panasonic as General Counsel
Panasonic Corporation of North America, the principal North American subsidiary of Japan-based Panasonic, has appointed Damien Atkins as general counsel and corporate secretary. Atkins joins Panasonic from AOL, where he served as deputy general counsel and chief compliance officer.
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OTC Link ATS Names Chief Compliance Officer
OTC Link ATS, wholly-owned subsidiary of OTC Markets Group, operator of open, transparent and connected financial marketplaces for 10,000 U.S. and global marketplaces, has appointed Michael Corrao as chief compliance officer. Details inside.
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3M Chief Compliance Officer to Join CHS as General Counsel
CHS, a farmer-owned cooperative and a global energy, grains and foods business, has named James Zappa as general counsel, effective April 13. Zappa currently is associate general counsel and chief compliance officer for the 3M Compliance and Business Conduct Department.
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Ipsen Names Chief Ethics and Compliance Officer
Pharmaceutical company Ipsen has appointed Dominique Laymand as chief ethics and compliance officer for the Ipsen group, effective as of March 16. She will report directly to Chairman and CEO Marc de Garidel. Details inside.
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PG&E Names Chief Ethics and Compliance Officer
As part of its commitment to achieving a best-in-class ethics and compliance program, PG&E has appointed Julie Kane to the newly created position of chief ethics and compliance officer, effective May 18. She will report to CEO and President Tony Earley, with additional reporting responsibility to the audit committee of ...
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Harsco Chief Compliance Officer Departs
Harsco, a global industrial services company, reported in a Form 8-K filing this week that Verona Dorch, chief legal officer, chief compliance officer, and corporate secretary, has left the company. Dorch's employment ended March 10.