All Chief Compliance Officer articles – Page 44
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Blog
Ingersoll Rand Names Global Legal and Compliance Leader
Ingersoll Rand, an air compressor supplier, has named Maria Green as senior vice president and general counsel, effective Nov. 2. She will serve as an officer of the company and be responsible for strategic leadership and oversight of Ingersoll Rand’s legal and compliance affairs worldwide. More inside.
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Blog
Atterocor Names General Counsel
Atterocor, a drug development company, has appointed Jeffery Brinza as senior vice president, administration and general counsel. Brinza joins Atterocor from RGIS, a Blackstone portfolio company, where he was general counsel, secretary and chief compliance officer. More inside.
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Blog
NexBank Appoints General Counsel
NexBank Capital, a fully-integrated financial services company, has appointed Dierk Hohman as general counsel of NexBank Capital, Inc. and NexBank SSB. Hohman brings 15 years of experience in law and finance and will oversee all legal, regulatory and compliance matters for the company. Details inside.
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Blog
New Chief Compliance Officer Joins itBit
Digital currency exchange itBit has apppointed Daniel Alter as the company’s new general counsel and chief compliance officer. Alter joins itBit after stepping down in February from his most recent post as general counsel of the New York State Department of Financial Services. Details inside.
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Blog
Cooper Standard Appoints VP of Internal Audit and Compliance
Cooper-Standard Holdings, the parent company of Cooper-Standard Automotive, announced this month that it has appointed Peter Brusate to vice president of internal audit and compliance, effective Oct. 12. In this position, Brusate will oversee Cooper Standard's global internal audit and compliance activities. Details inside.
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Blog
Hercules Technology Growth Capital Names Chief Compliance Officer
Hercules Technology Growth Capital, a specialty finance company, has appointed Melanie Grace as general counsel and chief compliance officer. Grace will oversee Hercules’ legal and compliance functions and serve as corporate secretary. She will report directly to Chief Financial Officer Mark Harris. Details inside.
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Blog
Medytox Solutions Names Chief Compliance Officer
Medytox Solutions, a holding company that owns and operates businesses in the medical services sector, has appointed Steven Burdelski as chief compliance officer. Burdelski will lead the compliance department in reviewing and evaluating compliance issues and concerns. Details inside.
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Blog
Societe Generale Appoints New Group Chief Compliance Officer
Societe Generale has appointed Gilles Briatta as general secretary and group chief compliance officer, effective as of Sept. 1. In his new role, Briatta will become a member of the group’s executive committee. More inside.
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Blog
Globestar Industries Names Chief Compliance Officer
Globestar Industries, a company engaged in cannabis industry consulting, has named Christopher Plummer as chief compliance officer. Plummer's appointment comes at a time when the company is in the process of changing its name to Pineapple Express, with the intent to create a nationally branded chain of cannabis retail stores. ...
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Blog
AOL CCO Joins Panasonic North America as General Counsel
Panasonic North America, a subsidiary of Japan-based Panasonic, has named Damien Atkins as general counsel and corporate secretary. He is the company's chief legal advisor and is responsible for providing Panasonic and its North American affiliates with legal and regulatory compliance services. More inside.
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Blog
OncoSec Names Chief Legal and Compliance Officer
OncoSec Medical, a biopharmaceutical company, has promoted Sheela Mohan-Peterson to chief legal and compliance officer, effective Aug. 24. In this role, Mohan-Peterson will advise the company's officers and board of directors on all major legal matters and continue to lead the company's intellectual property portfolio and global legal strategy. More ...
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Blog
Lumber Liquidators Names Chief Compliance Officer
Lumber Liquidators has named Jill Witter as chief compliance and legal officer. Her appointment comes at a time when the embattled hardwood flooring company faces allegations that it sold Chinese-manufactured laminated wood products containing high levels of formaldehyde, posing serious health risks. More inside.
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Blog
DocMagic Names Chief Compliance Officer
DocMagic, a provider of fully-compliant loan document preparation, compliance, eSign and eDelivery solutions, has named Gavin Ales as chief compliance officer. Ales has hands-on involvement in the development, implementation, and maintenance of DocMagic's compliance products and services. More inside.
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Blog
SNC-Lavalin Names New Head of Legal and Compliance
SNC-Lavalin has appointed Hartland Paterson as general counsel, effective Sept. 10. He will report to President and CEO Robert Card. Paterson will oversee both the legal and ethics and compliance functions of the engineering and construction giant. More inside.
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Blog
Aviall Names Vice President of Compliance
Aviall, a wholly owned subsidiary of The Boeing Company, recently named Kim Stollar as general counsel and vice president of compliance. More inside.
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Blog
Former Cigna Chief Compliance Officer Joins Voya Financial
Voya Financial announced this week that it has appointed Trish Walsh as chief legal officer, effective Sept. 14. In this role, Walsh will oversee all aspects of Voya's law, compliance and external affairs department, serving as an advisor to senior management and the board of directors on legal, compliance, securities ...
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Blog
St. Joseph's Healthcare System Names Chief Compliance Officer
St. Joseph’s Healthcare System has appointed Theodore Brown as chief compliance officer. In this role, Brown leads the corporate compliance department and is responsible for assessing organizational risk for misconduct and noncompliance, establishing objectives for compliance, and implementing initiatives to foster a culture of compliance throughout the organization. Details inside.
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Article
CCOs Playing a Stronger Role in Data Privacy Practices
Image: As data privacy laws proliferate, they are creating a web that traps how corporations use personal data in their operations. The challenge for compliance officers: how to play a more strategic role and ensure your business doesn’t get stuck. “The inclusion of the CCO function in defining controls related ...
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Blog
Rotation Capital Names Chief Compliance Officer
Rotation Capital, an SEC-registered alternative asset management firm, has appointed Marshall Terry as chief compliance officer. Terry also has been appointed a managing director and chief operating officer. Details inside.
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Blog
DASH Financial Appoints Chief Compliance Officer
DASH Financial, an institutional agency broker-dealer, has appointed Erin Preston as chief compliance officer. Preston will be responsible for DASH's compliance strategy and will be a key stakeholder in the execution of the firm's business strategy as in--house counsel. Details inside.