All Chief Compliance Officer articles – Page 41
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Blog
Kimball International appoints chief compliance officer
Kimball International recently appointed a chief compliance officer; Match Group has hired a general counsel and secretary; the IFRS has a new director for trustee activities; and more. Check out the CW Grapevine for the latest compliance appointments.
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Blog
nanoPay names chief compliance officer
nanoPay, a fully-integrated loyalty and payments platform provider and provider of the MintChip digital cash platform, has appointed Tracy Molino as general counsel and chief compliance officer.
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Article
When the CCO leaves, do you have a succession plan?
The role of the chief compliance officer has grown in both complexity and importance over the years. A lot of trust and accountability can be invested in whoever holds that post. So, what happens when they leave? Joe Mont looks at how to survive the departure of a compliance program’s ...
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Blog
AveXis appoints chief compliance officer
AveXis, a clinical-stage gene therapy company developing treatments for patients suffering from rare and life-threatening neurological genetic diseases, has appointed Michael Johannesen to the executive management team as general counsel and chief compliance officer. He will report to President and CEO Sean Nolan.
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Regent Surgical Health names compliance officer
Regent Surgical Health, a surgery center management and development company specializing in hospital and physician ambulatory surgery center (ASC) joint ventures, has named Christopher Stine as its new corporate compliance officer.
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Pacific Union appoints chief legal and compliance officer
Pacific Union Financial, a full-service mortgage company, has hired Karen Crawford as its new chief legal and compliance officer.
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Accurate Background appoints chief compliance officer
Accurate Background, a provider of automated background screening, has appointed Bon Idziak as chief compliance officer to further advance the company’s compliant employment screening solutions.
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Blog
Amedisys brings in new compliance chief
Home health and hospice care company Amedisys has hired a new chief compliance officer, one month after announcing that its former chief compliance officer would be taking one year of paid leave.
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Quantopian hires chief compliance officer
Quantopian, a provider of capital, data, and infrastructure to algorithm authors, has appointed Derek Meisner as general counsel and chief compliance officer. He will advise the company on legal, regulatory, and compliance issues.
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TMG Health appoints chief compliance officer
TMG Health, a provider of business process outsourcing solutions to the Medicare Advantage, Medicare Part D and Managed Medicaid markets, has appointed Keisha Pinnock as chief compliance officer.
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Blog
Key theme from Compliance Week 2016
The continued evolution of the Chief Compliance Offiicer and compliance function was a key theme from Compliance Week 2016.
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Blog
FINRA fines compliance officer for AML compliance failures
The Financial Industry Regulatory Authority has fined Raymond James & Associates and Raymond James Financial Services a total of $17 million for widespread failures related to the firms’ anti-money laundering programs. RJA’s former AML compliance officer was also fined and suspended for three months.
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Blog
CCO independence as key indicia of best practices compliance program
At the annual Compliance Week conference, U.S. Justice Department and Securities and Exchange Commission representatives spoke about what constitutes an effective compliance program under the Foreign Corrupt Practices Act and the increased importance of an independent chief compliance officer. Our Man From FCPA Tom Fox explores further.
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Blog
Centrus names chief compliance officer
Centrus Energy has appointed Dennis Scott as general counsel, chief compliance officer and corporate secretary, effective May 23.
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Article
CCOs feeling the heat of regulatory scrutiny
The threat of increasing personal liability has compliance officers on the defensive, especially in light of the newly established compliance counsel role within the Department of Justice’s Fraud Section. Jaclyn Jaeger looks into how CCOs are dealing with this intensified level of direct scrutiny on their performance.
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Blog
Amedisys chief compliance officer to take one year paid leave
Amedisys, a home health and hospice care company, said in a securities filing that Jeffrey Jeter, the company’s chief compliance officer, will take one year of paid leave under a new employment agreement between the company and Jeter.
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Blog
Siemens subsidiary names chief compliance officer
Siemens Government Technologies, a U.S. federal government subsidiary of Siemens has appointed Angeline Chen as general counsel and chief compliance officer, responsible for all legal, contracting and compliance issues. She will also serve as SGT’s corporate secretary.
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Blog
Copeland Capital Management names chief compliance officer
Copeland Capital Management has named Sofia Rosala general counsel and chief compliance officer.
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Blog
GI Dynamics appoints chief compliance officer
Medical device company GI Dynamics has appointed Brian Callahan to the position of chief compliance officer and executive vice president clinical, regulatory and quality.
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Blog
Olympus names global chief compliance officer
Olympus, a global medical device company based in Tokyo, Japan, announced the promotions of two senior level positions in the company's compliance and legal departments, including a new global chief compliance officer.