All Chief Compliance Officer articles – Page 39
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Goldman Sachs names global head of compliance
Goldman Sachs Group has appointed Sarah Smith as global head of compliance. She will assume the role from Alan Cohen, who is stepping down.
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CIT Group names chief compliance officer
CIT Group, a provider of commercial lending and leasing services, has appointed Paul Tufaro as chief compliance officer, effective immediately. He will report to Executive Vice President and Chief Risk Officer Robert Rowe.
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KFWA names chief compliance officer
Klingenstein Fields Wealth Advisors, a wealth management firm with more than $3 billion in assets under management, has promoted Maria Chambers to chief compliance officer.
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True Health Diagnostics appoints new chief compliance officer
True Health Diagnostics, a health services company, has appointed Robert Rossi as senior vice president and chief compliance officer.
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DTCC appoints compliance chief
The Depository Trust & Clearing Corporation, a post-trade market infrastructure for the global financial services industry, has appointed Derek West as executive director and chief compliance officer for the firm’s European Global Trade Repository (GTR) business.
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Podcast: Oh, Canada...and compliance resources
In this edition of the Compliance Week podcast, we talk to Ellen Zimiles, a managing director at Navigant Consulting, about governance enhancements in Canada that allow CCOs to report their companies for not giving them enough budget to be effective.
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Grapevine: Who’s coming and going in compliance
US Foods Holding has named a new general counsel and chief compliance officer, effective Feb. 1; Nationstar Mortgage Holdings has a new chief risk officer; and Infosys Limited will say goodbye to yet another chief compliance officer. Check out the CW Grapevine for the latest personnel moves.
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US Foods names chief compliance officer
US Foods Holding has named Kristin Coleman as executive vice president, general counsel, and chief compliance officer, effective Feb. 1.
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Another Infosys chief compliance officer abruptly departs
Infosys Limited announced that David Kennedy, general counsel and chief compliance officer, and the company have mutually agreed that Kennedy’s employment with the India-based software giant will cease on Dec. 31, 2016.
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Grapevine: Who’s coming and going in compliance
In response to investor criticism that it did not respond fast enough to an E. coli outbreak last year, fast-food chain Chipotle has named four new members to its board of directors, giving its largest investor a seat on the board; In other news, Comprehensive Health has named a new ...
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Comprehensive Health Services names chief compliance officer
Comprehensive Health Services, a medical services provider, has appointed Patrick Hogenbirk as senior vice president and chief compliance officer.
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Grapevine: Who’s coming and going in compliance
Automotive giant Daimler has appointed a new chief compliance officer and head of group compliance; the OCC, the world’s largest equity derivatives clearing organization, also named a new chief compliance officer this month, with immediate effect; and South Jersey Industries, an energy services holding company, appointed a new chief risk ...
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Daimler names new chief compliance officer
Olaf Schick has been appointed as the new chief compliance officer at Daimler, effective March 1, 2017. Thus, he will also head group compliance.
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Tower MSA Partners names chief compliance officer
Tower MSA Partners, which provides Medicare Secondary Compliance services and Medicare Set-Asides in workers’ compensation and liability, has appointed Dan Anders to the newly created position of chief compliance officer.
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OCC names new chief compliance officer
OCC, the world’s largest equity derivatives clearing organization, has promoted Joe Adamczyk to senior vice president and chief compliance officer, replacing Richard Wallace.
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Grapevine: Who’s coming and going in compliance
Jas Athwal, chief accounting officer at Facebook, announced his decision to resign from his position after nearly nine years with the company; and ZTE, a Chinese multinational telecommunications equipment and systems company, has appointed Matthew Bell as chief export compliance officer and legal counsel, as well as chief compliance officer ...
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CFTC rule clarifies compliance officer reporting
The Commodity Futures Trading Commission has approved a final rule that amends and clarifies its reporting obligations for compliance officers.
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Grapevine: Who’s coming and going in compliance
The World Bank Group has appointed Sandie Okoro as World Bank Group senior vice president and general counsel; Financial services company Protective Life has named a new chief risk officer; and General Electric has a new board member. Check out the CW Grapevine for the latest personnel moves.
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Grapevine: Who’s coming and going in compliance
Peninsula Petroleum has strengthened its risk management controls with the hiring of Mike Stark as its first-ever chief risk officer; and Charles River Laboratories and CorEnergy each have new chief accounting officers. Check out the CW Grapevine for the latest personnel moves.
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INVEST Financial names chief compliance officer
INVEST Financial, a member broker-dealer in the National Planning Holdings (NPH) network, one of the largest independent broker-dealer networks in the United States, has appointed Jason Albino as senior vice president and chief compliance officer for the firm.