All Chief Compliance Officer articles – Page 32
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CAN Capital appoints general counsel, CCO
Financial services firm CAN Capital announced the appointment of Edward Dietz as chief compliance officer and general counsel.
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Archax adds chief compliance officer
London-based digital securities exchange Archax announced it has appointed Alex Royle as its chief compliance officer.
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Allianz promotes new compliance chief
Allianz Holdings has appointed Margo Young as chief compliance officer. Young replaces Ann Alexander, who recently retired from the business.
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Sprout Mortgage appoints general counsel, CCO
Sprout Mortgage announced Gregory Walker has joined the company as chief compliance officer and general counsel. Walker takes over the position from Shannon Leight, who becomes chief compliance officer and general counsel for Sprout Lending.
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LendingUSA adds general counsel, CCO
FinTech firm LendingUSA announced the hire of Andrew Cosgrove as its new general counsel and chief compliance officer.
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Gemini tabs CCO for European expansion
Gemini Europe, the U.K. and European affiliate of cryptocurrency exchange Gemini Trust Company, announced the appointment of Blair Halliday as chief compliance officer and money laundering reporting officer.
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Neuronetics appoints CCO, general counsel
Medical technology firm Neuronetics announced the addition of Andrew Macan as senior vice president, general counsel, chief compliance officer and corporate secretary.
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B. Riley Wealth Management tabs general counsel, CCO
B. Riley Wealth Management, a subsidiary of B. Riley Financial, announced the appointment of Michael Markunas as general counsel and chief compliance officer.
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Arvest Bank appoints chief compliance officer
Arvest Bank announced the promotion of Renee Huffaker to chief compliance officer. She assumes the role from Cara James, who was previously promoted to chief risk officer.
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FTC strengthens orders in data security cases
Chief compliance officers seeking more guidance from the Federal Trade Commission on how the agency has improved its orders in data security cases will find helpful a recent blog post by Andrew Smith, director of the Bureau of Consumer Protection.
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BitPay adds new legal, compliance head
Global blockchain payments provider BitPay announced Eden Doniger has joined the company as general counsel and chief compliance officer.
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Signant Health appoints chief compliance officer
Pharmaceutical technology firm Signant Health announced the appointment of Paul Drake as chief compliance and security officer.
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HAP tabs chief compliance officer
Health Alliance Plan, a Michigan-based nonprofit health plan, named Pamela Cleveland chief compliance officer.
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The Bancorp names new compliance, risk chiefs
The Bancorp, a service provider for non-bank financial service companies, announced the addition of Michael Althouse as chief compliance officer and Keith Owes as chief risk officer.
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Score Media appoints CCO, general counsel
Score Media and Gaming, the company behind theScore sports app, announced the appointment of Josh Sidsworth as general counsel and chief compliance officer.
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Apollo Investment announces new CCO
The board of directors of Apollo Investment Corp. appointed Isabelle Gold as chief compliance officer, the company announced in an SEC filing.
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LGIM appoints chief compliance officer
Legal & General Investment Management announced the appointment of Camille Blackburn as chief compliance officer.
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BioPlus Specialty Pharmacy hires chief compliance and privacy officer
BioPlus Specialty Pharmacy has named Brian Cherico as its chief compliance and privacy officer.
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New York Life names new CCO
New York Life announced Sara Badler has been named chief compliance officer, effective Jan. 1, 2020. Badler succeeds Barbara McInerney, who will retire at the end of the year after over 20 years with the company.
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Smucker’s has a new chief compliance officer
The J. M. Smucker Company announced an evolution of its executive leadership structure and team. Among the new appointments, Jeannette Knudsen has been elected chief legal and compliance officer and secretary.