All Chief Compliance Officer articles – Page 31
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Texas State adds first chief compliance officer
Texas State University announced the appointment of Bobby Mason to the newly created position of assistant vice president for institutional compliance and chief compliance officer following a national search.
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Preparing for post-pandemic turbulence, Boeing combines legal, compliance
Boeing announced several leadership and organizational changes, to take effect May 1, as the airline industry braces for post-pandemic turbulence.
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Harvest Partners hires CCO, general counsel
Harvest Partners, a New York-based private equity investment firm, announced the addition of Jamie Toothman as general counsel and chief compliance officer.
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How Highmark Health uses AI to root out fraud, waste, and abuse
Highmark Health’s chief compliance officer shares how the organization has realized hundreds of millions of dollars in savings through its use of artificial intelligence in rooting out fraud, waste, and abuse.
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Comcast appoints new chief compliance officer
Global media and technology company Comcast announced it has hired Candy Lawson as senior vice president, chief compliance officer, and senior deputy general counsel.
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Amb. Power, Carnival CECO Anderson to headline CW Virtual Conference
Conversations with former U.S. ambassador to the United Nations Samantha Power and Carnival Corporation Chief Ethics and Compliance Officer Peter Anderson will headline Compliance Week’s first-ever Virtual Conference from May 18-19.
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Beacon Healthcare Systems tabs chief compliance officer
Beacon Healthcare Systems announced the appointment of John Tanner as its chief compliance officer.
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Introducing finalists for Compliance Week’s ‘CCO of the Year’
Day 2 of Compliance Week’s rollout of the Excellence in Compliance Awards finalists features the short lists for 4 categories, including the prestigious Chief Compliance Officer of the Year.
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SEC charges chief compliance officer in trading scheme
The SEC has filed a complaint against four individuals, including a former chief compliance officer, for conducting a fraudulent unauthorized trading scheme through retail customer accounts at their Commission-registered brokerage firm.
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Coronavirus will raise profile of compliance moving forward
The status of compliance practitioners has grown over the past decade, buoyed by changes in the regulatory space as well as record penalties for transgressions. It will become even more important in the wake of the coronavirus pandemic.
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Harley-Davidson names chief compliance officer
Motorcycle manufacturer Harley-Davidson announced the promotion of Paul Krause to chief legal and compliance officer in a recent regulatory filing.
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Sempra Energy compliance chief resigns
Sempra Energy announced the resignation of President and Chief Legal Officer George Bilicic with “good reason.” Bilicic was also the company’s chief compliance officer.
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Global Data Consortium lauds rarity of compliance hire
ID verification firm Global Data Consortium announced the hiring of James Philip as chief compliance officer in a move it described as “not yet common practice in our industry.”
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Tricida adds chief compliance officer
Pharmaceutical firm Tricida announced the hiring of Robert McKague as executive vice president, general counsel and chief compliance officer.
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IntSights adds veteran CCO
Threat intelligence firm IntSights announced Chris Strand has joined its executive team as chief compliance officer to continue building out the company’s cyber-compliance initiative.
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Xcel Energy names new compliance, risk chief amid shuffle
Electric services firm Xcel Energy named Karen Hyde senior vice president, chief risk, audit and compliance officer amid a series of recent changes in leadership.
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Trevena tabs chief legal and compliance officer
Biopharmaceutical company Trevena announced the appointment of Scott Applebaum as chief legal and compliance officer and senior vice president of regulatory affairs.
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CCO Q&A: Managing compliance in the FinTech space
Compliance Week discusses with Shannon Duncan, CCO and director of operations at registered investment adviser Blooom, the many unique challenges of doing compliance in the complex, ever-evolving FinTech space.
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Versant Health appoints chief compliance officer
Versant Health, a national managed eye health and vision plan company, has appointed Lula Richards as its new chief compliance officer.
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Treasury lists ‘compliance weaknesses’ as U.S. finance vulnerability
A new report published by the Department of the Treasury cites compliance weaknesses among the most significant illicit finance threats and vulnerabilities facing the U.S. financial system.