All Chief Compliance Officer articles – Page 23
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Robinhood touts crypto wallet offering, hires new CCO
Fintech firm Robinhood has hired a new chief compliance officer at its cryptocurrency arm ahead of the first round of testing for its cryptocurrency wallet offering.
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Panorama Mortgage Group adds chief compliance officer
Panorama Mortgage Group announced the hiring of Ryan Kerian as chief compliance officer and general counsel.
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Article
Former Cigna CCO joins Berkeley Research Group
Consultant Berkeley Research Group announced the hiring of former Cigna Global Chief Compliance Officer Tom O’Neil to be a managing director in its Health Analytics practice.
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Eiger BioPharmaceuticals adds chief compliance officer
Eiger BioPharmaceuticals announced the appointment of Erik Atkisson as general counsel and chief compliance officer.
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One Rock names general counsel, chief compliance officer
Private equity firm One Rock Capital Partners has named Fola Adamolekun as general counsel and chief compliance officer.
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Swedbank CCO lauded for role in AML rebound to retire
Ingrid Harbo, Swedbank’s chief compliance officer during its ongoing recovery from a massive AML scandal, announced she will retire in March 2022.
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Credit Suisse appoints Rafael Lopez Lorenzo as chief compliance officer
Credit Suisse has named Rafael Lopez Lorenzo as its chief compliance officer, five months removed from his predecessor stepping down in the wake of massive losses caused by the collapses of Archegos Capital Management and Greensill Capital.
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Ex-Cavco Industries CCO charged with accounting control failures
The former CFO and chief compliance officer of Cavco Industries has been charged by the SEC with internal accounting control failures and for misleading the company’s auditor regarding an insider trading matter.
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Marsh McLennan promotes chief compliance officer
Professional services firm Marsh McLennan has promoted Denise Sanchez to the position of chief compliance officer.
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Bittrex Global names chief compliance and risk officer
Digital asset exchange Bittrex Global GmbH named Michael Schröder as chief compliance and risk officer.
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Medvantx appoints chief compliance officer
Pharmacy services provider Medvantx appointed Darlene Mitchell as chief compliance officer.
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SEC charges CCO for role in TMG fraud scheme
Steven Wolfe, the former chief compliance officer of investment adviser Tellone Management Group, has been charged by the SEC for his role in a fraudulent scheme to hide information from investors.
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Monogram Health names chief compliance officer
Monogram Health, a kidney disease benefit management and care delivery company, announced the appointment of Shawn Verner as general counsel and chief compliance officer.
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Green Dot appoints chief compliance officer
Green Dot, a financial technology and registered bank holding company, announced the appointment of Mike Althouse as chief compliance officer.
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Connect Biopharma hires chief compliance officer
Clinical-stage biopharmaceutical company Connect Biopharma Holdings Limited named Jiang Bian general counsel and chief compliance officer.
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Pacific Oak appoints chief compliance officer
Real estate-based investment company Pacific Oak announced the appointment of Matthew Mai as chief compliance officer.
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Palladium Equity Partners promotes chief compliance officer
Private equity firm Palladium Equity Partners has promoted Dominick Barbieri to general counsel and chief compliance officer, with former CCO Eugenie-Cesar Fabian appointed head of ESG and sustainability.
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Cintas Corp. names chief compliance officer
Cleaning and business supply company Cintas Corp. has promoted Christy Nageleisen to the new position of vice president of ESG and chief compliance officer.
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Article
Compensation report shows CCOs rewarded for pandemic work
Public-sector chief compliance officers in healthcare and life sciences made more than half a million dollars in total compensation in 2020, part of a wave of annual salary increases across the board represented in the latest compensation survey by BarkerGilmore.