All Chief Compliance Officer articles – Page 21
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Article
ZoomInfo appoints first chief compliance officer
Global software, data, and intelligence firm ZoomInfo appointed Simon McDougall as its first chief compliance officer.
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BitMEX adds chief risk officer
Cryptocurrency platform BitMEX has hired Marcus Hughes as chief risk officer. Hughes will serve on the executive board, with responsibility for BitMEX’s regulatory affairs, risk, legal, and compliance functions.
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Commvault announces new chief legal and compliance officer
Global intelligent data services company Commvault announced the appointment of Danielle Sheer as chief legal and compliance officer.
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Imperva adds chief compliance officer and general counsel
Cybersecurity software company Imperva has appointed Brad Steiner general counsel and chief compliance officer.
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S&T AG orders Deloitte audit of short seller allegations
Austrian technology company S&T AG has ordered a forensic audit of its corporate structure and several recent acquisitions in response to allegations made by short seller Viceroy Research.
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Binance.US adds former Intel CCO as first chief risk officer
Cryptocurrency exchange platform Binance.US has added Sidney Majalya to its leadership team as its first chief risk officer. Majalya most recently served as vice president, legal and chief compliance officer at Intel Corp.
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CCO Q&A: How Prime Trust is managing compliance in evolving crypto space
Compliance Week discusses with Nirvana Patel, chief compliance officer and BSA officer at Prime Trust, the unique challenges of practicing compliance in the cryptocurrency industry and his thoughts on the regulatory landscape moving forward.
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Toyota Financial Services tabs chief legal and compliance officer
Toyota Financial Services, a subsidiary of automaker Toyota Motor Corp., has promoted Ellen Farrell to group vice president and chief legal and compliance officer.
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Health Alliance Plan adds chief compliance officer
Michigan-based nonprofit health plan Health Alliance Plan announced the appointment of Nike Otuyelu as chief compliance officer.
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American Advisors Group names chief compliance officer
Home equity solutions company American Advisors Group has named Kristina Larese chief compliance officer.
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Ten things I’d like to see happen in 2022 (2021 in review)
ESG and cryptocurrency figure to be key topics in 2022, but we’re also keeping an eye on President Biden’s anti-corruption efforts, details on Amazon’s record GDPR fine, the status of Facebook’s first CCO, and more.
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Rocket Pharmaceuticals adds general counsel and chief compliance officer
Clinical-stage pharmaceutical company Rocket Pharmaceuticals announced the appointment of Martin Wilson as general counsel and chief compliance officer.
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Balt appoints chief legal and compliance officer
Neurovascular device designer and manufacturer Balt has appointed Jeffrey Sachs as chief legal and compliance officer.
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UBS Switzerland CCO nominated to become board chairman
Markus Ronner, the group chief compliance and governance officer for UBS Switzerland AG, will be nominated to become chairman of the board at the bank’s annual meeting in April 2022.
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Danske Bank appoints CCO Philippe Vollot as chief administrative officer
Danske Bank has appointed Philippe Vollot, its chief compliance officer, to be its group chief administrative officer in charge of the bank’s compliance, financial crime prevention, and financial crime risk divisions.
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Activision Blizzard case study: When CCOs become the CEO’s mouthpiece
Many chief compliance officers report directly to the board or chief executive officer. But what happens to the CCO when the CEO is the problem? Take Activision Blizzard as an example of what not to do.
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Premium
Compliance must carve out role in company ESG efforts
Respondents to our “Inside the Mind of the CCO” survey agree compliance should play a key part as businesses determine their ESG strategy—either through primary oversight or meaningful participation.
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Premium
Inside the Mind of the CCO: New responsibilities come to fore in 2021
For the third straight year, respondents to our “Inside the Mind of the CCO” survey indicated lack of support and resources as the No. 1 part of their job that keeps them up at night. It’s cause for concern, especially as the role’s mandate grows.
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CNH Industrial appoints chief compliance officer for spin-off Iveco
Agricultural machinery company CNH Industrial has appointed Gabriella Porcelli as general counsel and chief compliance officer for its spin-off Iveco Group, effective Jan. 1.
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Ingredion appoints CCO, chief legal officer
Global ingredient solutions provider Ingredion Incorporated has named Tanya Jaeger de Foras senior vice president, chief legal officer, corporate secretary, and chief compliance officer, effective Nov. 29.