All CFTC articles – Page 10
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Blog
CFTC charges executives for ongoing virtual currency scam
The CFTC announced that it is bringing commodity fraud and misappropriation charges related to the ongoing solicitation of customers for a virtual currency known as My Big Coin.
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Blog
CFTC, SEC issue joint enforcement warning on virtual currencies
The CFTC and SEC have issued a warning regarding virtual currencies. They “will look beyond form, examine the substance of the activity, and prosecute violations of the federal securities and commodities laws.”
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Blog
CFTC launches virtual currency resource web page
The Commodity Futures Trading Commission announced the launch of a new virtual currency resource Web page, a central repository for CFTC-produced resources about virtual currency and is designed to educate and inform the public about these commodities, including the possible risks associated with investing or speculating in virtual currencies or ...
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Blog
CFTC makes pitch for self-reporting, cooperation in enforcement actions
The CFTC, with lessons learned and expectations informed by similar programs at other federal agencies, is promoting new self-disclosure and cooperation agreements with the firms it oversees. James McDonald, director of the Division of Enforcement, outlined the program in a recent speech.
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Blog
CFTC fills long-vacant seats with new commissioners
The Commodity Futures Trading Commission is bringing two, much-needed commissioners to the table with the swearing-in of Brian Quintenz and Rostin Behnam.
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Blog
CFTC fills vacancies with new commissioner, chief economist
Earlier this month, Brian Quintenz was officially sworn in to serve as a commissioner on the Commodity Futures Trading Commission. Joining him will be Bruce Tuckman, an internationally-recognized economist and expert in modern derivatives markets, as the agency’s chief economist.
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Blog
AxiomSL launches regulatory education program for asset managers, broker-dealers
AxiomSL, a global provider of regulatory reporting, risk, and data management solutions, recently announced the launch of a program designed to assist asset management firms and broker-dealers clarify issues related to the shifting regulatory environment.
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Blog
CFTC opens public review of swaps data reporting
The CFTC has announced it is seeking public comments as it embarks on a comprehensive review of swaps data reporting requirements.
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Blog
SEC, CFTC make their pitch for boosted budgets
As new and emerging technology alters the risk landscape, increased budgets for the SEC and CFTC will help them fight fire with fire, agency heads said at a recent budget hearing.
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Blog
Frustrated CFTC Commissioner steps down, other agencies staff up
The CFTC is losing a long-time member after Sharon Bowen publicly aired her frustrations. Meanwhile, a familiar face is fueling rumors about President Trump’s next SEC nomination.
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Blog
CFTC launches LabCFTC, a major FinTech initiative
The Commodity Futures Trading Commission has announced the creation of LabCFTC, a new hub for the agency’s engagement with emerging technology and FinTech innovators.
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Blog
CFTC strengthens protections for whistleblower
The CFTC is bolstering whistleblower protections. New rule amendments provide enhanced anti-retaliation measures, streamline the reporting process, and better align agency's program with one at the SEC.
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Blog
CFTC seeks public input on Project KISS, simplifying rules
Taking its lead from a recent White House decree for other agencies, the CFTC is turning to the public for help in simplifying and modernizing its rules and their application.
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Blog
CFTC extends comment period for new capital requirements
The CFTC will extend the comment period on proposed capital requirements for swap dealers for an additional 60 days. The original comment period was set to expire this week.
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Blog
Trump nominee pledges ‘new direction’ for CFTC
Acting Commodity Futures Trading Commission Chairman J. Christopher Giancarlo was nominated by President Trump to officially head the agency this week. Awaiting Senate confirmation, he has already detailed bold reforms for the Commission.
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Blog
CFTC chairman tenders post-election resignation
Timothy Massad, chairman of the Commodity Futures Trading Commission, has announced his departure from the agency, effective Jan. 20.
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Blog
CFTC rule clarifies compliance officer reporting
The Commodity Futures Trading Commission has approved a final rule that amends and clarifies its reporting obligations for compliance officers.
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Blog
CFTC plan to access source code slammed as regulatory overreach
To improve oversight of high-speed, automated trades the CFTC has a plan to access the source code that powers them. Critics say the idea undermines due process and has unnerving implications for how other regulators obtain data.
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Article
New SEC rules for securities clearing agencies may benefit EU banks
The SEC’s new rules for enhanced operational and governance standards for systematically important securities clearing agencies might just save EU banks billions of dollars in capital surcharges. Joe Mont reports.
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Blog
CFTC wants to beef up whistleblower incentives
The Commodity Futures Trading Commission is looking to beef up its enforcement efforts with proposed amendments to its whistleblower rules. The move comes, says Joe Mont, as the SEC’s whistleblower bounty program recently surpassed the $100 million mark.