- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2018-01-19T11:30:00
The CFTC and SEC have issued a warning regarding virtual currencies. They “will look beyond form, examine the substance of the activity, and prosecute violations of the federal securities and commodities laws.”
You are not logged in and do not have access to members-only content.
If you are already a registered user or a member, SIGN IN now.
2019-08-13T15:50:00Z By Jaclyn Jaeger
The CFTC is pursuing enforcement against five entities and four individuals for engaging in a fraudulent scheme to solicit global customers for the purported purpose of trading illegal, off-exchange binary options.
2018-04-03T09:15:00Z By Joe Mont
As mainstream firms dip their toes into cryptocurrency, they are discovering an evolving world of money laundering controls and sanctions restrictions.
2018-01-30T09:15:00Z By Joe Mont
Even as the Trump Administration trumpets its deregulation efforts, the SEC is working to implement a backlog of stalled rules already on the books.
Site powered by Webvision Cloud