- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-06-02T10:45:00
The Commodity Futures Trading Commission has announced the creation of LabCFTC, a new hub for the agency’s engagement with emerging technology and FinTech innovators.
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2018-02-06T09:30:00Z By Joe Mont
As FinTech services proliferate, state and federal regulators are considering how to create a simpler set of rules, but progress has been slow.
2017-09-19T10:00:00Z By Joe Mont
Many FinTech firms concede that regulation may provide a needed imprint of safety and security. A new plan calls for a singular regulatory point of contact.
2025-04-16T16:00:00Z By Aaron Nicodemus
The U.S. Department of Justice ended two compliance monitorships on Glencore International more than a year early, monitorships imposed in 2022 after the company was convicted of paying bribes and manipulating commodities markets.
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