- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
The Commodity Futures Trading Commission has announced the creation of LabCFTC, a new hub for the agency’s engagement with emerging technology and FinTech innovators.
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As FinTech services proliferate, state and federal regulators are considering how to create a simpler set of rules, but progress has been slow.
Many FinTech firms concede that regulation may provide a needed imprint of safety and security. A new plan calls for a singular regulatory point of contact.
The biggest Compliance Fails of 2024 show the real-world consequences of noncompliance for the companies that faltered, but also for their customers and their employees.
