- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Bruce Carton2015-12-11T13:00:00
Until last week, the CFTC had never brought an insider-trading case for commodities trading. Indeed, the only example of insider commodities trading that most lawyers (or anyone else) could probably point to would be the ill-fated effort of the Duke brothers in the Eddie Murphy movie Trading Places. Four years ...
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2025-02-26T18:44:00Z By Aaron Nicodemus
The CFTC issued new guidance for firms seeking to self-report misconduct, accompanied by a “mitigation credit index” that details how “exemplary” cooperation and remediation can knock up to 55 percent off the final penalty. The agency is the first enforcement agency to issue self-reporting guidance under President Donald Trump.
2025-02-18T18:44:00Z By Jeff Dale
The Commodity Futures Trading Commission announced the appointment of Brian Young as director of the agency’s Division of Enforcement.
2025-02-05T17:24:00Z By Aaron Nicodemus
The Commodity Futures Trading Commission’s enforcement division will end the practice of “regulation by enforcement,” according to Acting Chair Caroline Pham.
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