- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
You thought you weren't going to have the opportunity today to watch cartoon robots discuss the whistleblower provisions of the Dodd-Frank act. Wrong!
Courtesy of former SEC Enforcement Assistant Director David Smyth's excellent Cady Bar the Door blog, here is a short clip called Whistleblower!
Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.
Three former executives of Chicago-based Outcome Health, a healthcare technology company, were sentenced for misleading an auditor, clients, lenders, and investors about a scheme to sell $45 million in overbilled advertisements.
A home health company operating in Indiana, Ohio, and Texas agreed to pay nearly $4.5 million to settle allegations it filed false claims by giving sports tickets and other kickbacks to assisted living facilities in exchange for referrals.
Crypto-friendly Silvergate Bank will pay a total of $63 million penalties to California and the Federal Reserve Board to settle charges that its anti-money laundering program failed to properly monitor more than $1 trillion worth of customer transactions.
No comments yet