- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
The Canadian Securities Administrators today issued its annual report on enforcement activities. The CSA announced (click here) that during calendar year 2008, CSA members commenced 215 matters against 416 individuals and companies, and concluded 123 cases involving 322 individuals and companies that resulted in monetary sanctions and orders towards costs totaling approximately ....
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$14 million.
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Three former executives of Chicago-based Outcome Health, a healthcare technology company, were sentenced for misleading an auditor, clients, lenders, and investors about a scheme to sell $45 million in overbilled advertisements.
A home health company operating in Indiana, Ohio, and Texas agreed to pay nearly $4.5 million to settle allegations it filed false claims by giving sports tickets and other kickbacks to assisted living facilities in exchange for referrals.
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