All broker-dealers articles – Page 2

  • GavelOnCash_0
    Blog

    Lawsuit challenges legality of Labor Dept. fiduciary rule

    2016-06-02T16:45:00Z

    A coalition of business groups is suing to strike down the Department of Labor’s recent “fiduciary duty” rule, calling it “over-reaching” with an end result that “will restrict hardworking Americans’ access to retirement advice and planning services.” Joe Mont provides details on the suit being brought by the U.S. Chamber ...

  • Blog

    Bloomberg revamps counterparty onboarding process with Entity Exchange

    2016-05-26T10:00:00Z

    Bloomberg announced the launch of its Entity Exchange platform, a web-based, centralized and secure solution that enables buy-side firms to provide entity data and documentation to their trading counterparties.