- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Image: British Banks are bracing for “incredible pressure” in 2015 as they implement new rules to make senior executives personally accountable to regulators. Compliance functions will help lead the creation of the new Senior Managers Regime, complete with certification overload. “Regulators will expect compliance in the spirit of the regulations, ...
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Three former executives of Chicago-based Outcome Health, a healthcare technology company, were sentenced for misleading an auditor, clients, lenders, and investors about a scheme to sell $45 million in overbilled advertisements.
A home health company operating in Indiana, Ohio, and Texas agreed to pay nearly $4.5 million to settle allegations it filed false claims by giving sports tickets and other kickbacks to assisted living facilities in exchange for referrals.
Crypto-friendly Silvergate Bank will pay a total of $63 million penalties to California and the Federal Reserve Board to settle charges that its anti-money laundering program failed to properly monitor more than $1 trillion worth of customer transactions.
