- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Tom Fox2017-05-18T16:15:00
Board members must learn to take a more active role to not only prevent scandals—but when they do arise, ask tough questions of management and the compliance function about what is being done to remediate the situation.
2017-06-06T10:00:00Z By Joe Mont
What’s the best way for compliance officers to communicate with directors? That question, like the strategies that answer it, are more important than ever before.
2025-07-07T19:02:00Z By Aaron Nicodemus
The Consumer Financial Protection Bureau has dropped a $95 million enforcement action against Navy Federal Credit Union, the latest regulatory pullback by the agency under President Donald Trump.
2025-07-07T17:45:00Z By Neil Hodge
The UK’s financial regulator has had a rough ride over the past couple of years as its strategy to “name and shame” firms it opened investigations into was widely slammed by the industry and lawmakers over concerns that companies could be unfairly maligned.
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