Appointment Blogs | Compliance Week – Page 38

  • Blog

    Grainger appoints chief legal officer

    2023-01-10T01:18:00Z

    Grainger, a distributor of maintenance, repair, and operating products, announced the appointment of Nancy Berardinelli-Krantz as senior vice president and chiel legal officer.

  • Blog

    EagleBank names chief risk officer

    2023-01-09T14:45:00Z

    EagleBank announced the appointment of Jay Namputhiripad as chief risk officer, succeeding the retiring Jeff Curry in the role.

  • Blog

    BWX Technologies announces CCO succession

    2023-01-05T14:55:00Z

    BWX Technologies, a supplier of nuclear components and fuel to the U.S. government, announced the promotion of Ronald (Chip) Whitford Jr. to the position of senior vice president, general counsel, chief compliance officer, and corporate secretary.

  • Blog

    Make-A-Wish America adds first diversity chief

    2023-01-05T14:51:00Z

    Nonprofit Make-A-Wish America announced the appointment of Karen Wells as chief strategy and diversity officer.

  • Blog

    ​Stewart Information Services appoints compliance, legal heads

    2023-01-04T15:14:00Z

    Real estate services company Stewart Information Services Corp. announced the appointments of Mary Thomas as chief compliance and regulatory officer and Elizabeth Giddens as chief legal officer and corporate secretary.

  • Blog

    SVB adds chief risk officer

    2023-01-04T15:10:00Z

    SVB Financial Group, parent company of Silicon Valley Bank, announced the appointment of Kim Olson as chief risk officer.

  • Blog

    FDA Commissioner Scott Gottlieb to resign

    2019-03-05T16:45:00Z

    Scott Gottlieb, commissioner of the Food and Drug Administration, announced Tuesday that he will resign within the next month.

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    Blog

    FASB finalizes minor edits to major new lease rules

    2019-03-05T13:45:00Z

    As companies are about to begin reflecting new lease rules, the Financial Accounting Standards Board has approved some minor edits to the standard that are intended to assure a smooth transition.

  • Blog

    New Zix solution geared toward communications security

    2019-03-05T13:00:00Z

    Email security firm Zix Corporation announced the availability of its cloud-based business communications security and compliance solution, ZixSuite.

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    Blog

    Autoliv, TRW fined €368M for breaching EU antitrust rules

    2019-03-05T11:30:00Z

    Autoliv and TRW became the latest automotive-safety equipment suppliers to be fined by the European Commission for cartel activity to the tune of €368 million (U.S. $416 million) for breaching EU antitrust rules. For revealing the cartel activity to the Commission, Takata was not fined.

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    Blog

    FDA singles out Walgreens in nicotine sales crackdown

    2019-03-04T14:00:00Z

    The FDA is escalating a “forceful” crackdown on retailers and manufacturers that sell nicotine-based products to minors. Among the companies in its crosshairs: Walgreens.

  • Blog

    Shell: Dutch prosecutors to bring criminal charges

    2019-03-04T13:45:00Z

    Oil and gas company Royal Dutch Shell announced that Dutch prosecutors are preparing to levy criminal charges against it concerning a long-running corruption scandal in Nigeria.

  • Blog

    Comcast names general counsel and secretary

    2019-03-04T11:30:00Z

    Comcast announced on March 1 that it has named Thomas Reid as senior executive vice president, general counsel, and secretary. He will report to Chairman and CEO Brian Roberts.

  • Blog

    CII: Lyft’s planned share structure harms investors

    2019-03-04T10:30:00Z

    The Council of Institutional Investors is expressing “deep concern” about Lyft’s initial public offering filing, because it implemented a dual-class share structure lacking “sunset provisions to unwind it within a reasonable time period.”

  • Blog

    Eiger BioPharmaceuticals names chief compliance officer

    2019-03-01T14:45:00Z

    Eiger BioPharmaceuticals has appointed Stephana Patton as general counsel, corporate secretary, and chief compliance officer. 

  • Blog

    Lithia Motors names chief accounting officer

    2019-03-01T14:45:00Z

    Lithia Motors, a U.S. provider of personal transportation solutions, has promoted Tina Miller to chief accounting officer, effective March 1.

  • Blog

    SEC names its first chief risk officer

    2019-03-01T14:15:00Z

    The Securities and Exchange Commission has named its first ever chief risk officer. The position, to be held Gabriel Benincasa, was created by SEC Chairman Jay Clayton to strengthen the agency’s risk management and cyber-security efforts.

  • SECDisclosures
    Blog

    SEC modifies timing for non-public fund reports

    2019-02-28T10:45:00Z

    With an eye toward improving data management and cyber-security oversight, the SEC has approved changes to the submission deadlines for registered investment companies filing non-public monthly reports.

  • Blog

    Exiger adds new EMEA regional leader

    2019-02-27T13:15:00Z

    Risk and compliance solutions provider Exiger announced the appointment of Jason Holt as managing director and EMEA regional leader.

  • Blog

    Blueprint Software, Compliance.ai partner on regulatory risk

    2019-02-27T12:30:00Z

    Blueprint Software, a provider of regulatory change management solutions, announced its partnership with RegTech company Compliance.ai to supply Blueprint customers with financial-focused regulatory content.