Appointment Blogs | Compliance Week – Page 37
-
Blog
8x8 promotes CCO to chief legal officer
8x8, an information technology and consulting company, disclosed the recent promotion of Chief Compliance Officer Laurence Denny to chief legal officer and corporate secretary.
-
Blog
OceanFirst Financial promotes principal accounting officer to CCO
OceanFirst Financial Corp. disclosed the appointment of Angela Ho as chief compliance officer for the company and OceanFirst Bank.
-
Blog
Wellings Capital unit appoints chief compliance officer
Wellings Real Estate Income Fund announced the appointment of Adrienne Hart as chief compliance officer.
-
Blog
Kain Capital names chief compliance officer
Private equity firm Kain Capital announced the appointment of Bret Cummings as chief financial officer and chief compliance officer.
-
Blog
Quad/Graphics promotes chief risk and compliance officer to general counsel
Marketing and printing company Quad/Graphics disclosed the promotion of Dana Gruen, currently senior vice president, chief risk and compliance officer and deputy general counsel, to general counsel and corporate secretary.
-
Blog
CCO of Apollo units to depart
MidCap Financial Investment Corp. and Apollo Debt Solutions BDC will be searching for new compliance leadership following the resignation of Chief Compliance Officer Isabelle Gold.
-
Blog
Restore Hyper Wellness names chief compliance officer
Restore Hyper Wellness announced the appointment of Emma Nasif as chief compliance officer.
-
Blog
FINRA enforcement head to depart, acting successor announced
The Financial Industry Regulatory Authority announced longtime Head of Enforcement Jessica Hopper will depart Feb. 3.
-
Blog
Kraken appoints chief compliance officer
Cryptocurrency platform Kraken announced the appointment of CJ Rinaldi as chief compliance officer.
-
Blog
Marygold Companies tasks CCO with leading fintech subsidiary
Global holding firm The Marygold Companies announced the appointment of Timothy Rooney to head the company’s financial technology startup, Marygold & Co.
-
Blog
Kohler promotes SVP of HR to chief sustainability, DEI officer
Manufacturing company Kohler Co. announced the promotion of Laura Kohler to be its first chief sustainability and diversity, equity, and inclusion officer.
-
Blog
Alpine Investors appoints general counsel, CCO
Alpine Investors announced the appointment of Alexandria Stuart as general counsel and chief compliance officer.
-
Blog
Fitch Ratings CCO promoted to general counsel
Fitch Group, a provider of financial information services, announced the appointment of Bruce Legorburu as general counsel. Heather Merrigan replaces Legorburu as chief compliance officer for Fitch Ratings.
-
Blog
First Financial Bank appoints chief compliance officer
The board of directors at First Financial Bank, a wholly owned subsidiary of First Financial Bankshares, elected Mike Parker as executive vice president and chief compliance officer.
-
Blog
Cantaloupe adds chief legal and compliance officer
Cantaloupe, a digital payments and software services company, announced Anna Novoseletsky was appointed chief legal and compliance officer and general counsel, corporate secretary.
-
Blog
Great-West Lifeco names chief risk officer
Canadian insurance company Great-West Lifeco announced the appointment of Dervla Tomlin, current chief actuary, as chief risk officer.
-
Blog
SEC names new Corporation Finance head
The Securities and Exchange Commission announced the promotion of Erik Gerding to lead its Division of Corporation Finance following the departure of Renee Jones.
-
Blog
Moody’s promotes global talent partner to chief DEI officer
Analytics provider Moody’s Corp. announced the promotion of Francisco Martinez-Garcia to chief diversity, equity, and inclusion officer.
-
Blog
Unum appoints chief global inclusion and diversity officer
Unum, a workplace insurance provider, announced the appointment of Valoria Armstrong as chief global inclusion and diversity officer.
-
Blog
NBA recruits new chief DEI officer from HP
The National Basketball Association announced the appointment of Lesley Slaton Brown as chief diversity, equity, and inclusion officer.