Appointment Blogs | Compliance Week – Page 111
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IHS Markit and MSCI provide liquidity-risk management solution
IHS Markit, a critical information, analytics and solutions provider, recently formed an alliance with MSCI to help asset managers implement liquidity risk management programs and comply with SEC Rule 22e-4.
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MEGA solution assists with GDPR compliance
MEGA International, a global software firm, has introduced HOPEX GDPR, a practical toolbox developed in partnership with Gruppo Imperiali, to help companies meet the European General Data Protection Regulation requirements quickly and efficiently.
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SEC reshapes Regulation S-K disclosures, marches forward on LEIs
The SEC has proposed a plan, as mandated by the FAST Act, to simplify and modernize the Regulation S-K disclosure regime. New rule amendments would also accelerate the use of Legal Entity Identifiers by public companies.
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Audit leaders issue another year-end alert on key risks
Audit leaders have handed out yet another alert to auditors to dig into high-risk areas as they prepare for the upcoming year-end audit cycle.
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Harvey Weinstein, Obamacare, and Google
Title: Harvey Weinstein, Obamacare, aThis week, the scope of corruption surrounding Harvey Weinstein is growing bigger by the day, Google hands over evidence of Russia-linked ads on their sites, and President Trump makes moves to raise “repeal and replace Obamacare” back from the dead.
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SEC announces another big whistleblower award
The Securities and Exchange Commission today announced that a whistleblower has earned an award of more than $1 million for providing the SEC with new information and substantial corroborating documentation of a securities law violation by a registered entity that impacted retail customers.
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Surveys suggest uncertainty over compliance with CECL
Recent surveys suggest continued uncertainty in the financial services sector over how to project credit losses in compliance with a new accounting rule.
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Bipartisan bill would streamline employer reporting under Obamacare
Bipartisan legislation, the Commonsense Reporting Act of 2017, seeks to reduce and modernize employer reporting requirements imposed by the Affordable Care Act.
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Report claims deregulation agenda could benefit Trump Organization
A new report alleges that President Trump’s deregulatory agenda could boost the bottom line of his businesses. It coincides with the introduction of the DRAIN the Swamp Act, intended to “bring transparency" to how government officials profit from deregulation.
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EPA proposes repeal of Obama's 'Clean Power Plan'
The EPA has announced its efforts to repeal the Obama administration’s Clean Power Plan are now underway. The Trump administration estimates the proposed repeal could provide up to $33 billion in avoided compliance costs in 2030.
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Data breaches hound SEC’s CAT plan, inspire legislation
A massive, soon-to-launch SEC database faces renewed scrutiny and delay demands in response to a recently disclosed cyber-breach.That attack, and other breaches, are also serving as the catalyst for both new and resurrected legislation in Congress.
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Recovering from an ethical scandal
How does a company restore its reputation after an ethical failure? Tom Fox explores how KPMG will react after its faulty audits of the embattled Gupta family.
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Lessons from the Telia FCPA resolution
The largest FCPA resolution on record (so far), at nearly $1 billion, offers plenty of objective lessons for compliance practitioners looking to better understand enforcement trends.
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MJ Hudson on the costs of moving amid Brexit
The second in a series of case studies examining compliance headaches for companies caused by Britain’s decision to exit the European Union looks at MJ Hudson, a small financial services company.
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Rosenstein: Tech companies must practice ‘responsible encryption’
Deputy Attorney General Rod Rosenstein in remarks this week urged technology companies to work in collaboration with the government, saying “warrant-proof” encryption allows criminals and terrorists to hide incriminating evidence.
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SASB opens comment period on ‘Exposure Draft Standards’
Four years in the making, and the penultimate step in a six-year plan, the Sustainability Accounting Standards Board has opened its latest "Exposure Draft Standards" for 79 industries for public review.
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NACD report on board culture and corporate culture
Have boards of directors finally begun to wake up to their role in the fight against bribery, corruption and unethical corporate behavior? Tom Fox explores.
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The role of banks in corruption
A look at a recent report that examines allegations of bribery to purchase votes on the International Olympic Committee for the selection in 2009 of Rio de Janeiro to host the 2016 Olympics.
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BAE Systems strikes blow to U.K. manufacturing sector
Defense contractor BAE Systems has just dealt a major blow to the U.K. manufacturing sector, following today’s announcement that it will be cutting nearly 2,000 jobs.