- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
2015-05-19T13:45:00Z By Joe Mont
The Dodd-Frank Act may be turning five years old this summer. Fights about Dodd-Frank, on the other hand, feel like they’ve been going on forever. Washington was back at it again last week, proposing various fixes, reforms, and exemptions to all manner of Dodd-Frank, much of it to help large-ish ...
2014-11-18T11:00:00Z By Joe Mont
The midterm elections brought a much stronger position in Congress to Republicans. While it may not be enough to give them the clout they need to make vast legislative changes, it has given them hold on the purse strings. With control of the budgeting process, and a potential new willingness ...
2014-11-11T15:15:00Z By Joe Mont
What rule proposals and petitions before the SEC attract the most comment letters? Not surprisingly, investors and their advocates flooded the SEC’s mailbox with form letters supporting measures such as enhanced whistleblower protections and disclosure of political contributions. Less feedback came from corporate representatives concerned with new rules on the ...
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