- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-10-03T09:45:00
While much of his time before the Senate Banking Committee last week focused on a newly disclosed 2016 data breach, SEC Chairman Jay Clayton weighed in on numerous other topics.
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2018-05-08T11:30:00Z By Joe Mont
SEC Chairman Jay Clayton and relatively new Commissioners Robert Jackson and Hester Peirce are starting to pick their battles and set priorities.
2018-03-20T09:15:00Z By Joe Mont
The Labor Department’s regulatory soap opera is facing another cliffhanger and an appeals court opinion that vacates it. But the story is far from over.
2017-11-14T11:45:00Z By Joe Mont
While the Labor Department’s Fiduciary rule for investment advice remains uncertain amid lawsuits and Congressional attacks, the SEC prepares to issue its own version.
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