- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Barclays CEO Jes Staley has been hit with hefty fines and penalties from U.K. regulators, but the bank is standing behind its man—will it pay the price for that decision?
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A whistleblower received an $8 million award from the Commodity Futures Trading Commission for uncovering fraud—even though the agency deemed the whistleblower was culpable in the misconduct.
Singapore-based commodity trading company Trafigura will pay $55 million to the Commodity Futures Trading Commission to settle charges related to fraud, manipulation, and impeding whistleblower communications with the agency.
The European Securities and Markets Authority, European Banking Authority, and European Insurance and Occupational Pensions Authority issued reports on greenwashing in the financial sector, describing how they plan to call out examples of false or misleading sustainability claims.
