- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Coming in the Sept. 23 edition of Compliance Week: CW’s Joe Mont examines big banks’ struggle with trade reconstruction requirements of swaps rules; another company evades FCPA charges by making some careful moves; and more.
Compliance Week accepts outside contributions from corporate chief compliance officers and other senior-level GRC practitioners. To learn more, contact the CW Editor.
The Trump administration is trying a new strategy to seize control over independent agencies’ rulemaking processes and the guidance they issue.
The Federal Reserve Board is seeking public comments on a regulatory framework that would more closely match the rules for foreign banks with the risks they pose to the U.S. financial system.
Top officials at the SEC shared their agendas and future priorities at the recent SEC Speaks conference. Chairman Jay Clayton gave “a look at the SEC through the eyes of management,” and Commissioner Elad Roisman spoke of “encouraging smaller entrants to capital markets.”
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