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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Tammy Whitehouse2010-03-24T08:42:00
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News and analysis for the well-informed compliance or audit exec.
Annual Membership best value
Subscribe now for $365
Our lowest price ($1 per day) for one year.
2018-03-15T15:15:00Z By Joe Mont
The SEC is looking to amend liquidity-related disclosure requirements for certain open-end investment management companies. Under the proposal, funds would discuss, in their annual report, the effectiveness of their program.
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