By CW Staff2015-10-02T14:45:00
Atterocor, a drug development company, has appointed Jeffery Brinza as senior vice president, administration and general counsel. Brinza joins Atterocor from RGIS, a Blackstone portfolio company, where he was general counsel, secretary and chief compliance officer. More inside.
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2026-01-19T15:21:00Z By Aaron Nicodemus
Nominations for the 2026 Excellence in Compliance Awards are no longer being accepted. Look for finalists to be announced later in March!
2025-03-19T11:53:00Z By Adrianne Appel
An investment company and its founder, president, and chief compliance officer flagrantly kept violating mutual fund rules for multiple years after settling with the Securities and Exchange Commission, the SEC said in a complaint against the company.
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Two executives at New York-based Momentum Advisors, including the firm’s chief compliance officer, allegedly misappropriated more than $220,000, the Securities and Exchange Commission said.
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