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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Joe Mont2017-04-25T10:30:00
The early days of the Trump Administration haven’t meant doom for the Dodd-Frank Act, even as efforts to scale it back materialize on several fronts.
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News and analysis for the well-informed compliance or audit exec.
Annual Membership best value
Subscribe now for $365
Our lowest price ($1 per day) for one year.
2017-05-02T11:30:00Z By Joe Mont
Critics of the Dodd-Frank Act, like torch-bearing villagers in a horror movie, want to kill the legislation by any means necessary, while others seek more measured reforms.
2024-07-16T16:48:00Z By Aaron Nicodemus
Anonymous employees of OpenAI accused the company of requiring employees to sign nondisclosure agreements (NDAs) that “prohibited and discouraged” them from reporting securities law violations to federal regulators.
2024-05-16T20:03:00Z By Aaron Nicodemus
The Supreme Court rejected a claim that the Consumer Financial Protection Bureau’s funding mechanism is unconstitutional, removing a legal challenge that had the potential to overturn all the agency’s regulations and enforcement actions.
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