Articles | Compliance Week – Page 47
-
Article
Coinme hires chief compliance officer
Coinme, a U.S.-based cryptocurrency cash exchange, announced Brian Reisbeck has joined the company as its new chief compliance officer.
-
Article
Marathon Oil promotes internal audit head to chief accounting officer
Marathon Oil announced Vice President of Internal Audit Rob White has been promoted to vice president, controller and chief accounting officer, effective March 1.
-
Article
Principal Financial names chief compliance officer
Principal Financial Group has named Noreen Fierro as senior vice president, chief compliance officer.
-
Article
Veracyte appoints chief accounting officer
Veracyte, a global diagnostics company, has appointed Jonathan Wygant as chief accounting officer.
-
Article
My Compliance Library: ‘The Behavioral Code’ explores tension between code and conduct
Benjamin van Rooij and Adam Fine’s book is an exposition on shaping laws and codes to “human and organizational behavior” that lends to the discussion on how behavioral science can inform ethics and compliance programs.
-
Article
Credit Suisse leak alleges corrupt customers, poor compliance practices
Credit Suisse engaged in business dealings with some of the most notorious criminals in the world, according to a consortium of media outlets that spent months parsing through the leaked records of more than 18,000 of the Swiss bank’s accounts.
-
Article
TRUST: A solution to crypto’s Travel Rule dilemma
Jennifer Lee, head of compliance at Anchorage Digital, highlights the launch of the Travel Rule Universal Solution Technology as “the clearest sign yet that digital asset players, as an industry, not as individual companies, truly care about compliance.”
-
Article
Report: Companies overhyping net zero commitments
A study of leading global companies including Amazon, Google, Walmart, and Volkswagen has found many firms are exaggerating or misreporting the progress they are making to meet their own environmental targets.
-
Article
Binance.US hires chief compliance officer
The U.S. arm of cryptocurrency exchange Binance has appointed Tammy Weinrib as chief compliance officer.
-
Article
Pinterest general counsel to depart
Social media company Pinterest announced in a regulatory filing General Counsel and Secretary Christine Flores plans to leave the company in October.
-
Article
First Financial Bankshares tabs chief accounting officer
First Financial Bankshares has promoted J. Kyle McVey to executive vice president, chief accounting officer.
-
Article
KT to pay $6.3M in SEC settlement for FCPA violations
KT Corp., South Korea’s largest telecom operator, will pay $6.3 million in a settlement with the Securities and Exchange Commission for violations of the books and records and internal accounting controls provisions of the Foreign Corrupt Practices Act.
-
Article
DOJ names head of crypto enforcement team
The Department of Justice named veteran prosecutor Eun Young Choi to serve as the first director of its newly created National Cryptocurrency Enforcement Team.
-
Article
Comerica discloses CFPB investigation
Financial services firm Comerica disclosed in a regulatory filing the Consumer Financial Protection Bureau is investigating certain of its business practices.
-
Article
Rulemaking on CPRA facing delay
The newly formed California Privacy Protection Agency appears behind schedule on rulemaking for the transition to the California Privacy Rights Act, putting the law’s July 2023 enforcement date in question.
-
Article
Third-party cybersecurity monitoring: Tips for keeping vendors honest
A continuous monitoring cybersecurity strategy for third-party risks goes a long way toward proactively identifying external vulnerabilities. At CW’s virtual Cyber Risk & Data Privacy Summit, a panel of experts shared leading practices.
-
Article
Strategies for complying with multiple data privacy regimes
Complying with multiple data privacy regimes is not simple, but it is increasingly becoming expected. A panel at CW’s virtual Cyber Risk & Data Privacy Summit offered their advice regarding the current global privacy landscape.
-
Article
Report: Accounting enforcement at SEC, PCAOB down in 2021
The amount of accounting and audit enforcement actions by the Securities and Exchange Commission and Public Company Accounting Oversight Board decreased in 2021, resulting in a sharp decline in monetary settlements, according to Cornerstone Research.
-
Article
Indictment: Infinity Q founder’s attempts to hide fraud aided by CCO
The Department of Justice charged James Velissaris, the former chief investment officer and founder of Infinity Q Capital Management, for his role in a scheme to defraud investors by overvaluing derivative swap positions.
-
Article
Intel general counsel to retire
Tech giant Intel disclosed in a regulatory filing Corporate Vice President and Corporate Secretary Susie Giordano will serve as interim general counsel, effective immediately, with current Executive Vice President and General Counsel Steven Rodgers planning to retire in May.