Articles | Compliance Week – Page 258

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U.K. Pensions Regulator prosecutes Chappell over BHS acquisition

2017-09-26T12:30:00Z

All executives need to be held to account for corporate failures—and not just those who can’t afford to buy their way out of trouble.

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Q&A: Compliance Awareness Month at Panasonic

2017-09-26T11:45:00Z

Ling-Ling Nie, chief compliance officer and assistant general counsel for Panasonic North America talks about the company’s annual, month-long compliance awareness event.

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Amid reform considerations, Trump utilizes foreign deal reviews

2017-09-26T10:15:00Z

On the heels of a rejected semiconductor deal with Chinese investors, legislators are pondering reforms for how international M&A is reviewed.

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SEC data breach reveals fear and loathing in the mainframe

2017-09-26T10:15:00Z

A breach disclosure by the SEC does the agency no favors as it prepares to dig deep into data troves for market surveillance.

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Reducing money-laundering risk in financial services

2017-09-26T10:15:00Z

Thanks to two new reports risk and compliance professionals in the financial services industry can take the pulse of their BSA/AML compliance programs and better understand how they stack up against their peers.

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10 tips for boosting CCO face time with the board

2017-09-26T10:00:00Z

Effective communication with the board is essential for a chief compliance officer. Here are 10 ways to make your time at the table as productive as possible.

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Report: Anti-bribery compliance gaining steam

2017-09-19T16:15:00Z

A new benchmark report jointly conducted by Compliance Week and Steele Compliance Solutions looks at companies’ anti-bribery and anti-corruption programs.

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GDPR and the elevated role of compliance

2017-09-19T16:00:00Z

The hefty compliance requirements of GDPR are going to require companies to figure out how to separate personal data from the ability to link that data to a specific person. Easier said than done, writes Jaclyn Jaeger.

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New ERM framework links risk to strategy, performance

2017-09-19T13:30:00Z

Courtesy of COSO, companies have a new risk framework to consider that has the potential to drive a new risk mindset deeper into the organization.

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The voice of reason: Q&A with Hui Chen

2017-09-19T13:00:00Z

Renowned ethics and compliance expert Hui Chen discusses true compliance training, what integrity really means, and how compliance can earn its seat at the table at the top of an organization.

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LexisNexis Risk Solutions’ Chrisol Correia on AML, the convergence of risk intelligence

2017-09-19T10:30:00Z

The leader of LexisNexis Risk Solutions' global anti-money laundering solutions strategy discusses trends in AML, risk management technology, and the evolution of FinTech compliance.

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The future of FinTech may involve unified regulation

2017-09-19T10:00:00Z

Many FinTech firms concede that regulation may provide a needed imprint of safety and security. A new plan calls for a singular regulatory point of contact.

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U.K. corporate governance reforms

2017-09-12T14:15:00Z

Neil Hodge explores the government’s corporate governance reform proposals relating to executive pay; strengthening the employee, customer, and supplier voice; and large, privately held businesses.

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Beyond the investigation: Monitoring for retaliation

2017-09-12T12:15:00Z

An organization cannot have a speak-up culture if its workers fear retaliation for coming forward. Learn to spot the telltale signs of retaliatory culture before it poisons the well.

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U.K. officials talk enforcement, cooperation, more

2017-09-12T11:15:00Z

At the 35th Cambridge Symposium on Economic Crime, British government officials provided valuable insight on regulatory priorities and how to stay right under the eyes of the law.

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The classic post-scandal question to auditors: What happened in the black box?

2017-09-12T11:00:00Z

When investors decry the black box of public company auditing, asking for more visibility, they’re referring to cases like KPMG’s audit work at Wells Fargo.

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CEO pay went down in 2016, but why?

2017-09-12T10:45:00Z

Average CEO pay in the FTSE 100 went down 17 percent last year, but was it because of poor performance or the rising tide of public demands for lower executive compensation overall?

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SEC’s controversial pay ratio rule still alive and problematic

2017-09-12T10:00:00Z

The SEC’s rule requiring companies to disclose the ratio between CEO and average worker pay persists despite much pushback from business and government alike.

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‘Lone wolf’ terror attacks pose a challenge for financial detectives

2017-09-12T09:30:00Z

Following 9/11, laws and compliance rules were leveraged to “follow the money” and disrupt terror plots. But can those efforts intercept “lone wolf” attacks?

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Court deals setback to prosecutors in cross-border cases

2017-09-12T09:15:00Z

In an age of increasing cross-border investigations, especially concerning FCPA violations, the use of compelled testimony, even when legally obtained, can derail a U.S. prosecution.