Articles | Compliance Week – Page 240
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Beware of ‘no-poach’ agreements
Informal non-solicitation agreements between companies to stifle bidding wars for top talent might easily violate anti-trust law.
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Corporate culture may be even more important now
Smart strategies for influencing corporate culture include aligning incentives and recognizing that “tone at the top” needs to be supplemented by “tone at the bottom.”
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SEC takes a longer look at pre-IPO companies, Rule 701
With more and more successful companies choosing to go public, the SEC is paying closer attention to how they issue employee stock options.
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Pedro Castro Nevares: The sports pioneer
Navigating crisis with compliance, Pedro Castro Nevares helps Torneos remain in business. Tammy Whitehouse talks with Nevares about his duties at the sports communications firm.
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Carrie Di Santo: The trusted adviser
Carrie Di Santo has built a compliance career by offering practical solutions that don’t just tell people “no,” but demonstrate how to do business safely and with integrity.
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GDPR compliance from the trenches
With the EU’s General Data Protection Regulation fast approaching, forward-thinking companies have some hard-won experience to share about their compliance efforts.
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Auditors develop early plans for how to audit blockchain
Blockchain is evolving rapidly from enigma to imperative in financial reporting circles, and one audit firm has even introduced an audit approach.
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Buyer-funded developments equal fraud
Buyer beware: A pattern is emerging with buyer-funded developments—investors tempted by high-yield returns, only to see the projects collapse and their investments disappear.
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My Compliance Library: 'China's Crony Capitalism'
In China’s Crony Capitalism, we see a system that is endemically corrupt and nearly impossible to reform. Richard Bistrong explores the 2016 novel by Minxin Pei.
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Facebook’s data problems open door to domestic regulation of tech firms
As Facebook takes heat for how its user data has been exploited for political purposes, some wonder if a homegrown version of GDPR is on the horizon.
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SFO targets Tesco executives in retrial
Although British supermarket chain Tesco secured a DPA for its 2014 fraud offence, three of its executives still face a reckoning in court—with an uncertain outcome.
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As cryptocurrency creeps into mainstream, AML risks multiply
As mainstream firms dip their toes into cryptocurrency, they are discovering an evolving world of money laundering controls and sanctions restrictions.
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Internal auditors hear call to innovate, take up technology
The newest intelligence is calling on audit leaders to embrace their new normal—that nothing is normal—and innovate with technology to face it.
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Compliance officers give ethics training movies two thumbs up
Ethics and compliance officers are taking cues from Hollywood, creating training movies that capture the heart, engage the mind, and keep the attention of employees.
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Extracting compliance lessons from U.K. bribery cases
Recent case law shows that when it comes to the U.K. Bribery Act, no company is considered out of reach, or not worth prosecuting, if there is a message to be sent.
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Even as regulations vaporize, corporate governance takes hold globally
A new report says the lure of cross-border investors is doing as much to demand corporate best practices as government rule regimes.
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Years later, deadly airbag recalls still prove a lofty challenge
At a recent Senate hearing, government representatives and automakers lamented the challenge of purging Takata airbags from the automotive supply chain.
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India’s garment industry put through the wringer
A recent report illustrating substantial environmental issues in India’s garment industry offers a roadmap all companies could benefit from when monitoring and auditing supply chains.
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Weary from accounting change, companies gear up for leases
With year-end reporting and revenue recognition implementation nearly complete, firms are preparing for their next accounting freak out—this time over leases.
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Companies grapple with guns
Gun bans and NRA boycotts may just be the start of new risk management strategies and corporate governance reforms. The true test of corporate mettle will come as the media furor dies down.