Articles | Compliance Week – Page 145
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How some companies are hedging supply chain risk during pandemic
As financial hardships caused by the coronavirus pandemic take their toll, some forward-thinking companies have made changes to the benefit of suppliers, serving as leaders for others in their industry.
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Cyber-criminals have supply chains, too
All cyber-attacks leave a trail. These trails can be complex, of course, but the criminals cannot avoid them. Thus, they leave a supply chain of intelligence and data.
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EY audit of NMC Health under investigation
The U.K. Financial Reporting Council has opened an investigation into EY’s audit of the 2018 financial statements of NMC Health, which is currently under investigation for accounting fraud.
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VP’s abrupt exit paints Amazon as coronavirus villain
Saying there is “evidence of a vein of toxicity” running through Amazon’s company culture, a now-former VP is the most prominent voice to speak out against the tech behemoth’s actions during the coronavirus pandemic.
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At urging of compliance committee, Samsung head apologizes for bad behavior
Jay Lee admitted Samsung “has not strictly complied with laws and ethics” at a press conference organized by the company’s new compliance oversight committee.
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Lesson from Westpac: If you can’t do the simple things correctly, watch out
If a bank or a firm cannot execute on the simple things, such as cash transaction reporting, there is little reason to be confident of compliance in other more complex and challenging areas.
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The seven worst compliance fails of the coronavirus pandemic
Compliance and ethics fails during the coronavirus pandemic have done more than hurt companies’ images. They’ve cost lives.
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European regulators warn coronavirus villains will be punished … eventually
While EU regulators have not engaged in investigations yet or launched many (or any) coronavirus-related enforcement actions, lawyers warn they will do so later down the line and believe they will tackle “worst offenders” first.
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PwC guidance: Navigating audit committee responsibilities amid the coronavirus pandemic
Internal auditors will want to check out a recent publication from PwC on how to navigate core audit committee responsibilities amid the coronavirus pandemic.
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Elon Musk again tests SEC with 'stock price is too high' tweet
Tesla CEO Elon Musk is at it again on Twitter, this time with a comment he made about the electric car company’s stock price being too high.
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Senate Republicans to introduce contact tracing privacy bill
Senate Republicans say they will soon introduce a coronavirus-specific data privacy bill that would create regulations under the FTC for companies collecting personal data to fight the ongoing pandemic.
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Whistleblowers have never been more important … or more targeted
If there’s anything to be learned from recent examples, it’s that whistleblowers do more than anyone to speak truth to power. That’s why it’s so important they are both listened to and properly protected and rewarded.
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NYSDFS names new general counsel
The New York State Department of Financial Services has appointed Richard Weber as general counsel.
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Deutsche Bank, general counsel mutually part
Deutsche Bank announced General Counsel Florian Drinhausen will leave the company on May 31 by mutual agreement. The bank will decide on a successor at the position in the near future.
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Pacific Life adds chief risk officer
Pacific Life announced the appointment of Alessandro Papa as chief risk officer. Papa will serve in an enterprise-wide capacity overseeing the company’s risk management framework and corporate actuarial function.
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VersaBank appoints associate chief risk officer
VersaBank announced Tammie Ashton has been appointed associate chief risk officer.
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Hub Group announces accounting succession
Transportation management firm Hub Group announced CFO Terri Pizzuto has decided to retire effective June 30. Pizzuto will be succeeded by Geoff DeMartino as chief financial officer and Kevin Beth as chief accounting officer.
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WSFS Bank tabs chief risk officer
WSFS Bank announced the appointment of Michael Paul Reed as executive vice president, chief risk officer.
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Arlo Technologies accounting chief to retire
Wireless security camera maker Arlo Technologies announced Christine Gorjanc, chief financial officer, principal financial officer and principal accounting officer, will retire from her role effective June 15.
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Skydance Media hires general counsel
Entertainment production company Skydance Media announced the appointment of Stephanie Kyoko McKinnon as general counsel.