- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Image: The U.S. Court of Appeals for the District of Columbia has upheld an earlier ruling that prohibited the SEC from requiring companies to report publicly whether certain minerals used in their products are conflict free or could support militias in the Democratic Republic of the Congo. Citing free speech ...
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The SEC finds itself yet again at a legal crossroads concerning its embattled Conflict Minerals Rule. One path leads to the Supreme Court; the other, a retreat from a cornerstone of the rule’s disclosure requirements. At stake is not just the Conflict Minerals Rule alone, but potentially a wide range ...
Corporate America has won a bit of a reprieve (emphasis on “a bit”) in conflict minerals compliance, thanks to the Aug. 18 court decision barring the SEC from requiring companies to disclose whether they are conflict mineral-free. But the duty to analyze your supply chain remains and, thankfully, this year’s ...
Crypto-friendly Silvergate Bank will pay a total of $63 million penalties to California and the Federal Reserve Board to settle charges that its anti-money laundering program failed to properly monitor more than $1 trillion worth of customer transactions.
