News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
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- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
By Jake Plenderleith, International Compliance Association 2020-02-13T20:05:00
Compliance practitioners might know how to undertake customer due diligence, but may never ask themselves why and might have limited knowledge of other anti-money laundering areas.
THIS IS MEMBERS-ONLY CONTENT. To continue reading, choose one of the options below.
News and analysis for the well-informed compliance or audit exec. Select an option and click continue.
Annual Membership $499 Value offer
Full price one year membership with auto-renewal.
Membership $599
One-year only, no auto-renewal.
2020-05-07T19:50:00Z By Jake Plenderleith, International Compliance Association
The spread of the coronavirus has elevated the visibility of fraud for the general public and exposed to senior management in firms the seriousness of the consequences of underestimating the threat.
2020-04-29T13:13:00Z By Ruth Hutchinson, International Compliance Association
The Three Lines of Defense model is an important one for managing risks within a business. For someone working in the second line to find themselves moving on to the first line can be a daunting experience.
2020-04-23T18:23:00Z By David Povey, International Compliance Association
By now many of us have adapted to the new “normal,” but this time also provides an ideal opportunity to boost your knowledge, expand your skills, and bolster your future career opportunities.
2024-09-06T12:00:00Z By Ruth Prickett
The U.K. has an ongoing problem with money laundering, but recent changes to economic crime law and corporate registration requirements could bring more cases to court, according to consultancy KPMG.
2024-09-04T14:15:00Z By Ruchi Kumar, CW guest columnist
Enforcement actions in the first half of of 2024 by the Treasury Department’s Financial Crimes Enforcement Network highlight the importance of proactive measures in Bank Secrecy Act compliance rather than just being compliant.
2024-08-15T17:44:00Z By Ruth Prickett
The U.K Financial Conduct Authority published findings showing that financial services firms are implementing its guidance on politically exposed persons related to anti-money laundering inconsistently, with experts warning firms of reputational damage arising from potential enforcement.
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