Global business advisory firm AlixPartners has appointed compliance veteran Sven Stumbauer to its corporate investigations practice. Stumbauer, a director, will focus on financial crimes and anti-money laundering compliance services.
Stumbauer joins AlixPartners from KPMG, where he was a director in its risk advisory practice. Throughout his career, Stumbauer has developed a client base of major financial institutions throughout the world, including domestic and international banks, broker-dealers, insurance companies, trust companies, and hedge funds. He has a wealth of experience leading complex, high-profile global projects and providing regulatory consulting and investigative services to clients in the United States, Latin America, the Caribbean, Europe and Asia.
Stumbauer has also worked on a wide array of issues pertaining to investigations and advisory services for his clients. He has extensive hands-on experience providing advisory services around government matters involving deferred prosecution agreements, cease-and-desist orders, and memoranda of understanding. He has developed and led numerous presentations and reports to various government agencies, including the Department of Justice; Securities and Exchange Commission; Financial Industry Regulatory Authority; Federal Reserve; Office of the Comptroller of the Currency; and the Federal Deposit Insurance Corporation.
No comments yet