Advice Rolls In as SEC Disclosure Review Rolls On

By Joe Mont2015-10-14T13:00:00

Image: Stop us if you’ve heard this before: The SEC is attempting a comprehensive overhaul of its disclosure regime. This time, however, Chairman Mary Jo White may succeed where many of her predecessors failed. The SEC has numerous ideas to reform Regulation S-X, and no shortage of public comments on ...

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Discussing the many facets of disclosure effectiveness

2016-06-01T10:45:00Z By Joe Mont

The SEC is seeking comment on nearly 350 questions regarding the Commission’s Regulation S-K effectiveness review. At last week’s Compliance Week conference, Karen Garnett of the Division of Corporate Finance headlined a panel discussion on the process thus far. Joe Mont has more.
Article
SEC plunges deeper into disclosure reform

2016-04-26T10:30:00Z By Joe Mont

Improving, modernizing, and perhaps even simplifying the SEC’s disclosure regime has long been the Holy Grail of securities law. And while help may be on the way with the SEC’s new Concept Release, reports Joe Mont, plenty of debate is sure to follow.
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GE unveils new approach to investor reporting

2016-03-22T10:00:00Z By Joe Mont

GE might seem an unlikely company to take a lead in the push to simplify financial disclosures. A multinational conglomerate with a long list of business lines, its inherent complexity might seem to make it ill-suited for such a task. And yet, GE is aggressively taking the lead, notably with ...

“For tracking litigation, enforcement, and regulatory developments, Compliance Weekshould be your prime source.”

Advice Rolls In as SEC Disclosure Review Rolls On

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