- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
As FinTech services proliferate, state and federal regulators are considering how to create a simpler set of rules, but progress has been slow.
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The biggest Compliance Fails of 2024 show the real-world consequences of noncompliance for the companies that faltered, but also for their customers and their employees.
Banks, credit card companies and other financial mainstays will be required to comply with new data privacy and retail account portability regulations under a sweeping rule issued Tuesday by the Consumer Financial Protection Bureau.
Three federal banking regulators issued guidance on the risks posed by the use of third-party financial technology firms to deliver bank deposit products and services to customers.
