- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
As the Office of the Comptroller of the Currency increasingly injects itself as a regulatory buffer between banks, financial services firms and the CFPB, Senate Democrats are questioning the legality and authority of Acting Comptroller Keith Noreika.
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During a panel at Compliance Week’s Financial Crimes and Regulatory Compliance Summit, held June 10-11 in New York, experts discussed nuances in bank-financial technology partnerships, offering best practices for how banks should protect themselves.
Compliance departments at financial institutions must become more involved in ensuring their firm’s operational resiliency to address emerging risks, the Treasury Department’s Office of the Comptroller of the Currency said in its semi-annual risk perspective.
The New York branch of Swiss bank Credit Suisse reached a deal with the Treasury Department’s Office of the Comptroller of the Currency (OCC) over compliance with its Bank Secrecy Act and anti-money laundering obligations.
