- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Image: The American Bar Association is mulling new standards for corporate monitors that effectively could make the monitorship process a lot easier, cheaper, and transparent for compliance officers working with them. “The standards go a long way toward facilitating a better relationship between the monitor and the company,” says John ...
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Image: So your company has just entered into a settlement with a U.S. government agency and must now install a compliance monitor. How do you respond? For many companies, working with an external compliance monitor is still an intimidating process tainted by misconceptions. “A monitorship was never designed to ...
The American Bankers Association sent a letter to the Treasury Department asking questions on the ethical application of generative AI in banking and finance, with an IBM report published the same day describing potential future uses of GenAI tools in finance.
Under increasing pressure from federal lawmakers and regulators, the American Bar Association agreed to strengthen the obligations lawyers must meet when weighing whether to stop representing clients who might be using their services to commit financial crimes.
