- Chief Compliance Officer and VP of Legal Affairs, Arrow Electronics
Citing XBRL advancements and Legal Entity Identifiers, SEC Investor Advocate Rick Fleming is making the case of expanding "smart data" tools to shareholders and issuers alike.
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Margaret Holmes Tibbets, chief compliance officer at financial technology company Pipe, explains how firms are facing an existential compliance crisis, and to survive they’ll need to overcome not one but two hurdles.
For successfully navigating thorny compliance issues related to self-disclosed violations of the Foreign Corrupt Practices Act, Albemarle was named Compliance Program of the Year at the 2024 Excellence in Compliance Awards.
Few compliance teams describe their access to company data as “robust,” according to a new survey conducted by Compliance Week and NAVEX, while apprehension toward the adoption of artificial intelligence remains a hurdle for the profession to clear.
