By Tom Fox2017-04-18T11:30:00
The SEC bids a fond farewell to the head of its Foreign Corrupt Practices Act unit. Tom Fox looks back at Kara Brockmeyer’s illustrious career with the Commission.
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2017-05-31T09:15:00Z By Jaclyn Jaeger
At Compliance Week 2017, former SEC FCPA Chief Kara Brockmeyer spoke candidly about the future of FCPA enforcement, cooperation credit, third-party risk mitigation, and more.
2026-03-20T18:24:00Z By Adrianne Appel
Bank of America has agreed to settle a class-action lawsuit alleging know-your-customer and other failings in its dealings with convicted sex offender Jeffrey Epstein.
2026-03-19T21:08:00Z By Aaron Nicodemus
The U.S. Securities and Exchange Commission’s Mark Uyeda told an audience of investment advisers that the SEC will no longer prioritize stand-alone enforcement actions for violations of the SEC’s rules on off-channel communications.
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