2016 SEC Trial Scorecard Update: Agency Remains Undefeated After Two Trials

By 2016-01-14T16:45:00

In the SEC's second federal court trial to reach a verdict in FY 2016, a federal jury in Pennsylvania found in favor of the SEC. The jury found Nan Huang, a former data analyst at Capital One, liable for engaging in a creative insider trading scheme that involved searching a ...

lock iconTHIS IS MEMBERS-ONLY CONTENT. To continue reading, choose one of the options below.

Become a Member

News and analysis for the well-informed compliance or audit exec.

Annual Membership best value

Subscribe now for $365

Our lowest price ($1 per day) for one year.

Already a Compliance Week member?